Management jobs in Malaysia
Manager, Compliance
Hong Leong Asset Management
Clinical Application Manager
Integrated Medical System
HR Business Partner, IKEA Cheras
Ikano
Patent Executive (Qualified/Non-qualified)
Marks & Clerk
Senior Manager, Application Risk, Compliance & Audit
AIA Digital+
Discover more opportunities than anywhere else. Find more jobs nowStrategic Risk Management & Compliance Leader
eco-shop Malaysia
Senior Supplier Development Management
Celestica International LP
Facilities Process Specialist (Risk & Compliance), Data Centres, Malaysia (Johor)
Macdonald & Company
Connect with headhunters to apply for similar jobsAssistant Manager - Documentation, Policy & Process (Theme Park)
TipTopJob.com Malaysia
57014P - Data Analyst (Supply Chain) - Penang
Hewlett Packard Enterprise
Assistant Manager, Global Marketing Western (Uk, Anz & S. Asia)
Malaysia Aviation Group
Key Account Manager
Hunters International
Manager, Business Wealth Management
Alliance Bank
Assistant Human Resources & Admin (6 month contract)
S L Ng Group of Companies
Development Planning Executive
M Summit Group
Program Manager (Injection Moulding)
Jobstreet Malaysia
Senior Hotel & Property Operation Executive
WIDEBED
DIGITAL MARKETING EXECUTIVE - CONTENT CREATOR
Sunup Healthcare
Assistant Electrical Design Manager
Gamuda Group
Supplier Quality Engineer
Sinergia Talents
Associate Director, Funds NAV Calculation (Permanent) M/F
CACEIS
Trade Product Owner (India, Malaysia)
Standard Chartered
Manager, Compliance
Job summary
A financial services company in Petaling Jaya is looking for a Compliance Officer to assist in developing and managing compliance programs. The role requires a Bachelor's degree in Finance, Business Studies, Law, or equivalent, along with a minimum of 7 years in compliance, ideally within the unit trust industry. Responsibilities include training staff on compliance matters, preparing reports, and ensuring adherence to regulatory requirements. Strong analytical and communication skills are essential for this position.
Qualifications
- Minimum 7 years relevant experience in compliance, preferably in unit trust.
- Well-versed with capital market industry regulations.
- Professionally competent to assess industry rules.
Responsibilities
- Assist the Head of Compliance in training staff on compliance matters.
- Prepare compliance reports for internal and external communications.
- Manage effective compliance risk and ensure adherence to the Compliance Policy.
- Advise management on compliance regulatory requirements.
- Serve as contact point for regulators and internal compliance queries.
- Conduct compliance reviews according to stipulated timelines.
Skills
Education
Hong Leong Asset Management – Damansara, Selangor
Assist the Head of Compliance (“HOC”) to provide continuous training to Compliance staff and business units on compliance related matters;
Assist the HOC to prepare compliance reports for both internal and external reporting;
Assist the HOC to manage effective management of the Company’s compliance risk and the Company’s Compliance Policy is being observed by staff;
Advise management of the company on matters relating to compliance with regulatory requirements, including notification of any regulatory changes impacting its operation in a timely manner;
Act as a contact point with regulators as well as within the Company for compliance queries from staff members;
Assist the HOC to ensure establishment of effective compliance program, supervise and review all ongoing compliance assignments to ensure assignments are conducted in accordance with the Compliance Programmes and completed within specified timelines;
Conduct compliance reviews and monitoring in accordance with the compliance programme and stipulated timelines and prepare compliance reports;
Conduct compliance reviews to ensure business units adhere to regulatory requirements and the Company’s policies and procedures;
Conduct compliance reviews to ensure AML/CFT compliance;
Escalate issues of non-compliance to the Head and line management timely;
Assist to develop and review related Compliance Policies and Procedures; and
Develop close relationship with business unit to engender a culture of compliance within the business.
Possess Bachelor Degree in Finance, Business Studies, Law or other equivalent.
Minimum 7 years of relevant experience in compliance related field, preferably in unit trust industry.
Well versed with all rules and regulations applicable to the capital market industry.
Professionally competent to assess industry rules.
Good analytical skills in resolving complex problems.
Good communication and report writing skills.
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.