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3,806

Finance jobs in Malaysia

Market Conduct Surveillance, Assistant Manager

Tokio Marine Life Insurance Malaysia Bhd

Kuala Lumpur
On-site
MYR 70,000 - 90,000
30+ days ago
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Head, School of Hospitality & Tourism Management

SEGi University

Petaling Jaya
On-site
MYR 20,000 - 100,000
30+ days ago

T&L: Immigration, Global Employer Services - Manager

Deloitte PLT

Kuala Lumpur
On-site
MYR 80,000 - 120,000
30+ days ago

Staff Supplier Quality Engineer

Hewlett Packard Enterprise

Cyberjaya
Hybrid
MYR 80,000 - 100,000
30+ days ago

Fund Accountant

PwC

Kuala Lumpur
On-site
MYR 45,000 - 60,000
30+ days ago
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Client Services Representative

Matthews International

Seberang Perai
On-site
MYR 30,000 - 45,000
30+ days ago

CCA and Events Manager

International Schools Partnership Limited

Ipoh
On-site
MYR 48,000 - 60,000
30+ days ago

Head of Department - Mathematics

Asia Pacific Schools Sdn. Bhd.

Malaysia
On-site
MYR 70,000 - 100,000
30+ days ago
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Project Manager (M&E) - Ipoh & Johor Bahru

Talent Recruit

Kuala Lumpur
On-site
MYR 80,000 - 120,000
30+ days ago

Account Executive

CDNetworks

Kuala Lumpur
On-site
MYR 50,000 - 70,000
30+ days ago

Team Lead (L5, Local Contract)

Daimler AG

Puchong
Hybrid
MYR 200,000 - 300,000
30+ days ago

Contact Center Manager - Mandarin

Teleperformance USA

Penang
On-site
MYR 80,000 - 120,000
30+ days ago

Marketing Operations Specialist

SWIFT

Kuala Lumpur
On-site
MYR 90,000 - 120,000
30+ days ago

Global Marketing Ops Specialist — Campaigns & Analytics

SWIFT

Kuala Lumpur
On-site
MYR 90,000 - 120,000
30+ days ago

Customer Success Specialist - Cantonese - Klang

Teleperformance

Malaysia
Remote
MYR 100,000 - 150,000
30+ days ago

Customer Success Specialist - Cantonese - Ipoh

Teleperformance

Malaysia
Remote
MYR 100,000 - 150,000
30+ days ago

Customer Success Specialist - Cantonese - Seberang Perai

Teleperformance

Malaysia
Remote
MYR 100,000 - 150,000
30+ days ago

Specialist, Collections

S&P Global

George Town
Hybrid
MYR 50,000 - 70,000
30+ days ago

Personal Financial Consultant (Nationwide)

AFFIN Group

Malacca City
On-site
MYR 30,000 - 60,000
30+ days ago

Relationship Manager, Premier Banking

RHB Banking Group

Selangor
On-site
MYR 60,000 - 100,000
30+ days ago

Logistic and Warehouse Operations Section Head

Cargill Holdings (Malaysia) Sdn Bhd

Malaysia
On-site
MYR 200,000 - 250,000
30+ days ago

Job Opportunity : Financial & Management Reporting Team Lead

EP Group of Companies

Kuala Lumpur
On-site
MYR 200,000 - 250,000
30+ days ago

DRSC A&A: SEA Monitoring & Remediation, Manager/Senior Manager

Deloitte Malaysia

Malaysia
On-site
MYR 90,000 - 120,000
30+ days ago

Personal Financial Consultant

RHB Banking Group

Malacca City
On-site
MYR 150,000 - 200,000
30+ days ago

Valuation Associate: Analytics & Deals Advisory

PwC Malaysia

Malaysia
On-site
MYR 36,000 - 60,000
30+ days ago

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Market Conduct Surveillance, Assistant Manager
Tokio Marine Life Insurance Malaysia Bhd
Kuala Lumpur
On-site
MYR 70,000 - 90,000
Full time
30+ days ago

Job summary

A leading insurance company in Kuala Lumpur is seeking a Compliance Officer to support compliance risk management. You will investigate non-compliances, implement frameworks, and promote an ethical culture. The ideal candidate should have 5+ years in the life insurance industry and relevant investigation experience. Proficiency in IT tools is required. The company is committed to delivering innovative insurance solutions.

Qualifications

  • At least 5 years of experience in the life insurance industry.
  • Experience in investigating insurance market conduct risk.
  • Proficient in IT applications.

Responsibilities

  • Investigate complaints related to compliance risks.
  • Implement compliance framework and controls.
  • Promote ethics and compliance culture.

Skills

Investigation skills
Communication
Positive attitude
IT applications proficiency

Education

Bachelor's Degree or equivalent

Tools

Microsoft Office applications
Data analytics tools
Job description
Overview

Support the Head of Compliance in managing the Company's compliance risk which can be defined as the risk of legal or regulatory sanctions, financial loss, or loss of reputation as a result of its failure to comply with all applicable laws, regulations and codes of conduct.

Work with Management to identify and manage market conduct risk and to ensure internal controls are put in place to mitigate compliance risk.

Key Duties & Responsibilities
  • Primarily responsible for investigation of complaints and internal escalations related to any non-compliances in the first line of defense including intermediaries and to table the investigation reports at the Complaints Committee and/or Joint Market Conduct Committee.
  • Responsible for driving, managing and monitoring the implementation of compliance framework and controls.
  • Responsible for promoting the culture of ethics and compliance in the Company including providing awareness and training to employees and intermediaries.
  • Responsible for conducting compliance reviews to ensure first line of defense comply with applicable laws, regulations, guidelines, internal policies and procedures as well as TMA's and TMHD's policies, procedures, guidelines and frameworks.
  • Responsible for providing guidance and coaching to other team members in Compliance Department and governance functions in the Company.
  • Any other responsibilities or duties assigned by the Head of Compliance/Management from time to time.
Requirements
  • Candidate must possess at least a Bachelor's Degree, Post Graduate Diploma, Professional Degree, any field.
  • At least 5 year(s) of working experiences preferably in the Life Insurance industry with relevant exposure in investigation work relating to insurance market conduct risk.
  • Possess a positive attitude and has good communication
  • Proficient in IT application and tools (e.g. Microsoft Office applications, data analytics tool, etc)
Company overview

Tokio Marine Life Insurance Malaysia Bhd. (TMLM) is an integral part of the Tokio Marine Group, holding a legacy of over 75 years in Malaysia. Today, with 16 branches nationwide, TMLM is dedicated to delivering innovative life insurance solutions, ranging from financial security to wealth enhancement, and to legacy planning. Our aim is to be the preferred life insurer trusted for generations.

Tokio Marine, established in 1879 as Japan's pioneering insurance company, has evolved into one of the leading insurers with established networks worldwide, offering an extensive selection of Life and General insurance products and solutions in 46 countries/regions worldwide.

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* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.

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