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Compliance Officer (Fund Management)
Job summary
A global fund management firm is seeking a compliance professional in Singapore for a hands-on role overseeing regulatory filings and compliance monitoring. Candidates should have a minimum of 5 years' experience in fund or asset management and a thorough understanding of local regulations. This position offers the chance to gain broad compliance exposure in a stable and growing environment, emphasizing collaboration and governance. Competitive remuneration aligned with market standards is provided.
Qualifications
- Minimum 5 years of compliance experience within fund or asset management.
- Strong working knowledge of the Securities and Futures Act.
- Proven experience managing regulatory filings and compliance monitoring.
Responsibilities
- Monitor regulatory developments and implement new MAS requirements.
- Manage timely submission of regulatory filings to MAS.
- Review marketing materials to ensure compliance standards.
Skills
- Hands-on compliance role within a MAS-licensed retail fund manager
- Direct ownership of MAS regulatory filings and compliance monitoring
Our client is a respected global fund management firm with a strong international track record and an established presence in Singapore. Operating under a MAS retail fund management licence, the firm manages regulated investment funds distributed across multiple markets and is known for its robust governance culture, stable operating platform, and long‑term commitment to compliance excellence.
- Monitor regulatory developments in Singapore and support the analysis and implementation of new or revised MAS requirements.
- Manage and ensure the timely submission of regulatory filings, notifications, surveys, and questionnaires to MAS and relevant authorities.
- Support the execution of compliance monitoring activities for the Singapore office and contribute to ongoing control assurance.
- Review marketing and client‑facing materials to ensure alignment with regulatory and internal compliance standards.
- Act as the primary point of contact with external compliance consultants and support local data protection responsibilities.
- Minimum 5 year's compliance experience within fund or asset management.
- Strong working knowledge of local regulations and the Securities and Futures Act applicable to fund management companies.
- Proven experience managing regulatory filings, compliance monitoring, and audits.
- Hands‑on, detail‑oriented, and comfortable in an execution‑focused compliance role.
- Strong communication skills with the ability to work independently and engage regional stakeholders.
This role offers the opportunity to join a well‑established global fund management platform with a stable and growing presence in Singapore. You will gain broad buy‑side compliance exposure within a MAS‑licensed retail fund management environment, with meaningful ownership of regulatory deliverables and day‑to‑day compliance activities. The role sits within a supportive global compliance framework that values collaboration, strong governance, and long‑term stability, and offers competitive remuneration aligned with market standards.
Contact
Devan Nanthacumar (Lic No:R1871442 / EA no:18S9099)
Quote job ref
JN-122025-6902793
Phone number
+65 6416 9879
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.