Compliance Officer à Grande-Bretagne
Compliance Manager (part time- 1.5 days per week)
Compliance Professionals
Europe Aviation Sustainability & Compliance Analyst
4AIR
Découvrez plus d’offres que n’importe où ailleurs. Trouvez plus de postes maintenantQuality And Compliance Manager
Recruitment Panda Ltd
Housing Safety and Compliance Manager
Ashford Borough Council
Compliance Manager - Offshore Law Firm.
Michael Page (UK)
Entrez en contact avec des chasseurs de têtes pour postuler à des offres similairesCompliance Analyst - Offshore Law Firm
Michael Page (UK)
Gas Contract Manager: Compliance & Operations Lead
Sureserve
Quality and Compliance Manager
The Meath Epilepsy Charity
Insurance Services & Compliance Manager
Howells Solutions Limited
Health and Safety Officer
Future Engineering Recruitment Ltd
(AP446) UK Health & Safety Officer
Imperial Recruitment Group
Health And Safety Officer
Future Engineering Recruitment Ltd
Compliance, Control Room, Associate, Birmingham
Goldman Sachs Bank AG
Head of Compliance
Résumé du poste
A leading compliance service provider in the UK is looking for a candidate to oversee compliance and MLRO responsibilities, develop control systems, and manage client reviews. The ideal candidate will have Appointed Representative experience and a background in fund management to enhance the company’s systems and profitability. This key position promises a dynamic work environment and significant responsibilities.
Qualifications
- Must have Appointed Representative experience.
- Fund/Asset management background required.
- Experience in developing control systems essential.
Responsabilités
- Oversee compliance and MLRO responsibilities.
- Work with COO on control systems implementation.
- Manage financial promotions for funds and clients.
Connaissances
Our client is a leading provider of services supporting emerging fund managers and investment firms.
- Compliance and MLRO responsibilities:
- Monitoring;
- ICARA;
- SYSC and MLRO reports;
- Supervise KYC;
- Work with COO to develop and implement control systems
- Financial Promotions for Funds and Clients.
- Funds: TFI obligations under fund agreements; andOnboarding Committee.
- Client Reviews:Interim and Final.
- Marketing: Pipeline development.
- Candidates must have Appointed Representative experience
- Fund/Asset management background
- This will be a key hire for someone to develop the company’s systems, business and profitability.
For further information please contact Duncan Jeffery
* Le salaire de référence se base sur les salaires cibles des leaders du marché dans leurs secteurs correspondants. Il vise à servir de guide pour aider les membres Premium à évaluer les postes vacants et contribuer aux négociations salariales. Le salaire de référence n’est pas fourni directement par l’entreprise et peut pourrait être beaucoup plus élevé ou plus bas.