Regulatory Affairs jobs in United Kingdom

Business FunctionAs the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help our customers realise their dreams and aspirations at every life stage. Our financial solutions are not only the best in the business they were made just right for you.Job Purpose Undertake Inspections and Quality Reviews across the Branch network to minimise operations risk and ensure readiness for Audits and Risk ReviewsKey Accountabilities To conduct onsite and offsite control testing of branch controls covering all branch activities, The role may involve travel to DBIL branches across country To coordinate and review self-assessment by branches Working with branch managers and regional/cluster operations head/cluster heads for remediation of issues foundQuality of inspection Complete physical inspection of Branches within the allocated time Submission of good quality inspection report within stipulated timeRemediation Spot rectification of Inspection observations & comments/violations; as well as liaising with branches subsequently for rectification Providing suggesting corrective measures as well as improvement in systems & procedures Other key accountabilities include, MIS Preparation, Coordination for timely MSA submissions by Branches, Quarterly BHC Checklist Review and Coordination and Closure of Group Audit/Concurrent Audit comments Participate in performance of Thematic reviews and when assignedJob Duties & Responsibilities Perform onsite/ Offsite Branch Audits Doing Quality Checking of BHC Draft Result issued by Reviewer Preparing of various MIS which includes, Internal MIS and preparation of data for various meetings Liaising with Reviewer and Branch Team for Audit requirementsExperience The job holder should have minimum 10 to 12 years of experience in the banking industry with good understanding of all consumer banking products. Must have exposure to Branch Banking / Operations / Central Processing Centers / Audit & Risk TeamsEducation / Preferred Qualifications The job holder needs to be at least a Graduate, preferably in the Commerce stream. CAIIB or equivalent qualifications will be beneficial/preferred. Knowledge and experience with MS Office and Core Banking Systems will be a basic requirementCore CompetenciesJob KnowledgeThe job holder needs to posses the following skills: The job holder needs to have thorough knowledge of banking day to day compliance & related guidelines. He/she should be well aquatinted with RBI guidelines and other regulation prescribed by various regulators from time to time Should have a keen eye for detail and passion to perform branch auditsOrganising Skills The job holder needs to be organised so to enable handling multiple tasks with different branches while delivering within timelinesProactive Behaviour To understand the Product, Process and be able to identify and articulate risks and their controls/mitigationCommunication Skills The job holder needs confident effective verbal and written communication skills to discuss, convince and explain inspection findingsInterpersonal Skills The job holder works with diverse set of stakeholders across branches and requires adequate interpersonal/bonding skillsTechnical Competencies The job holder needs to have well developed knowledge and skills in working with MS Office and core banking systemsWork RelationshipTo Work With Internal: Head BHC and BHC Team External: Branch Teams, Zonal/Regional Teams, & other stakeholdersDBS India - Culture & BehaviorsDBS Is Committed To Building a Culture Where All Employees Are Valued, Respected And Their Opinions Count. We Take Pride In Providing a Workplace That Fosters Continuous Professional Development, Flexible Working, And Opportunities To Grow Within An Inclusive And Diverse Environment. Expected Value Driven Behaviors Are Ensure Customer Focus by Delighting Customers & Reduce Complaints Build Pride and Passion to Protect, Maintain and Enhance DBS Reputation Enhance Self Knowledge, Skills and develop Competencies aimed at continuous improvement Maintain the Highest Standards of Honesty and IntegrityApply NowWe offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.Primary LocationIndia-Tamil Nadu-DBS Bank CentreJobComplianceScheduleRegularJob TypeFull-timeJob PostingJun 6, 2025, 2:30:00 AM,

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• Analyst-Specialist-Compliance Testing, Branch Health Check Officer , Consumer Banking Group

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