Risk & Surveillance Analyst – Front Office Controls

RBC; Kuala Lumpur; On-site; MYR 100,000 - 150,000; Full time

Job summary

A leading global bank is seeking an experienced professional in Kuala Lumpur to provide advisory services on business risks and compliance. The role involves conducting monitoring activities and ensuring adherence to regulatory requirements, with a focus on Wealth Management. Candidates should have 2-4 years of relevant experience and proficiency in Cantonese. This position offers a dynamic work culture, focusing on growth and mutual success, within a comprehensive Total Rewards program.

Benefits

Performance-based bonuses

Flexible benefits

Competitive compensation

World-class training program

Collaborative dynamic culture

Qualifications

• 2-4 years of experience in a financial institution, preferably in Wealth Management.
• Some knowledge in Private Banking products and regulatory requirements.
• Strong verbal, written and interpersonal communication skills.
• Proficiency in spoken Cantonese is essential.
• Attention to detail and strong analytical skills.

Responsibilities

• Act as a Subject Matter Expert on front office key controls and surveillance.
• Perform reviews and assessment on the effectiveness of controls.
• Escalate non-compliance findings to stakeholders.
• Identify compliance vulnerabilities and develop corrective action plans.
• Support business in internal and regulatory audits.

Skills

Audits Compliance

Critical Thinking

Data Gathering Analysis

Decision Making

Financial Regulation

Industry Knowledge

Interpersonal Relationship Management

Product Services

Risk Management

Strategic Thinking

Tools

Microsoft applications (Excel, Macro, Word, Outlook)

Job description

A leading global bank is seeking an experienced professional in Kuala Lumpur to provide advisory services on business risks and compliance. The role involves conducting monitoring activities and ensuring adherence to regulatory requirements, with a focus on Wealth Management. Candidates should have 2-4 years of relevant experience and proficiency in Cantonese. This position offers a dynamic work culture, focusing on growth and mutual success, within a comprehensive Total Rewards program.