Compliance Executive / Business Analyst

UKA SOLUTIONS Sdn Bhd; Kuala Lumpur; On-site; MYR 50,000 - 70,000; Full time

Job summary

A leading compliance firm in Kuala Lumpur is seeking a Compliance Officer to perform client due diligence and maintain KYC records. Candidates should have at least 2 years of experience in Compliance or Risk Management, along with a Diploma qualification in a relevant field. Proficiency in Mandarin and a clean criminal record are mandatory for this role. The position offers a positive work environment, career advancement opportunities, and various employee benefits including annual bonuses and leave entitlements.

Benefits

Opportunities for career advancement

Positive work environment

Annual Leave

Maternity Leave

Paternity Leave

Annual Bonus

Yearly Salary Review

Qualifications

• Minimum 2 years of experience in Compliance or Risk Management.
• Proficient in Mandarin (mandatory) and fluent in English.
• Must have no criminal record and a clean financial background.

Responsibilities

• Perform due diligence on clients.
• Maintain and update KYC records.
• Provide support to the Compliance team.

Skills

Compliance regulations knowledge

Analytical skills

Communication skills

Attention to detail

Mandarin proficiency

Fluency in English

Microsoft Office proficiency

Education

Diploma in Business, Finance, Law, or related field

Tertiary qualification in law, finance or compliance

Job description

Responsibilities

• Perform thorough due diligence on both new and existing clients.
• Collect, review, and accurately input client information into the KYC system.
• Flag and elevate high‑risk clients in accordance with compliance protocols.
• Maintain and update KYC records to ensure data integrity and audit readiness.
• Deliver tasks within established service level agreements.
• Provide end‑to‑end support to the Compliance team.
• Undertake additional tasks and projects as assigned by management to support departmental goals and priorities.

Qualifications & Skills – Who Are We Looking For:

• Minimum 2 years of working experience in a Compliance or Risk Management role, preferably within the Banking or Financial Services industry.
• Minimum Diploma qualification in a relevant field (e.g., Business, Finance, Law, or related disciplines).
• Strong understanding of compliance regulations, policies and procedures applicable to the industry.
• Excellent analytical and problem‑solving skills to identify and mitigate compliance risks.
• Meticulous attention to detail and the ability to work independently.
• Effective communication and stakeholder management skills.
• Relevant tertiary qualification in a related field such as law, finance or compliance.
• Proficient in spoken and written Mandarin (mandatory), and fluent in English.
• Must have no criminal record; strong integrity and clean financial background is critically important.
• Proficient in Microsoft Office tools (Word, Excel, PowerPoint).
• Ability to start work immediately is an added advantage.

What we offer (Benefits):

• Opportunities for career advancement and professional development.
• A positive and supportive work environment.
• Leave entitlements: Annual Leave, Maternity Leave, and Paternity Leave.
• Statutory Contributions: EPF, SOCSO, and EIS.
• Annual Bonus and Salary Increment Opportunities.
• Yearly Salary Review and Year-End Bonus.

Location & Working Hours

• Work Location: Sunway Velocity Signature 2 Office
• Working Hours: Monday to Friday, 9:00 AM – 6:00 PM