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Assistant Manager - Regulatory Compliance
Langham Hall Group
City Of London
Sur place
GBP 35 000 - 45 000
Temps partiel
Il y a 3 jours
Soyez parmi les premiers à postuler

Résumé du poste

A professional services firm in London is seeking a part-time Assistant Manager to join their Regulatory Compliance team. The role involves promoting compliance culture, advising on regulations, and leading compliance initiatives. Candidates should have strong regulatory compliance experience and a relevant degree. This is an excellent opportunity to contribute to a dynamic business with a commitment to quality and integrity.

Prestations

Health Insurance
Discounted gym membership
Pension plan
Cycle to work scheme
Wellbeing initiatives

Qualifications

  • 3-5 years experience in a similar Compliance and Risk role.
  • Knowledge of CASS rules and Data Protection law beneficial.
  • Ability to work autonomously and as a team leader.

Responsabilités

  • Promote compliance culture within the organization.
  • Advise on regulatory compliance and risk issues.
  • Update and implement compliance monitoring programs.

Connaissances

Regulatory compliance experience
Project management
Analytical skills
Strong presentation skills
Proficient in MS Office

Formation

2:1 University Degree
Description du poste
Overview

Langham Hall was formed to provide professional services by delivering high quality accounting, fund administration and investor reporting services to real estate, debt, infrastructure and private equity fund clients. The Company started in 2006 and now has operations in London, Luxembourg, Hong Kong, Singapore, Shenzhen, New York, Philadelphia, Japan, and the Channel Islands, with over 800 staff representing net assets of USD 190bn.

Learn more about Langham Hall by visiting: https://www.langhamhall.com/

Summary

Langham Hall is looking for a committed and proactive Assistant Manager to join our Regulatory Compliance team on a part-time basis (three days a week). We warmly welcome returners and those looking to re-start or balance their career after a break.

In this role, you will help develop and strengthen our UK compliance function across our Depositary, Fund Administration and Fund Operator business units (note: this does not cover our UK Fund Management and Appointed Representative AIFM business). You’ll cover compliance advisory, monitoring and ensuring we meet FCA requirements and all other applicable laws and regulations.

You’ll champion a strong compliance culture and work positively and proactively with stakeholders across the business. Reporting to the Head of Regulatory Compliance and supported by two junior compliance team members, this is a fantastic opportunity to learn, make an impact and be part of a dynamic, entrepreneurial business.

Key Responsibilities
  • Promote ‘compliance culture’;
  • Advise on the Rules associated with the Firm’s current and proposed business activities as subject matter expert on issues of Regulatory Compliance & Risk;
  • Establish, update and advise on written policies, procedures and guidelines;
  • Oversee submission of reporting through RegData & Connect;
  • Update and implement the compliance monitoring programme that reacts to the risks faced by the business and provides active challenge to management;
  • Identify and/or coordinate and review information on compliance-related issues (e.g., risk events, breach of regulations, client complaints);
  • Monitor relevant regulatory change developments and issue updates to the business in a timely manner;
  • Liaise with other functions as appropriate while fulfilling the above roles;
  • Provide leadership and guidance to junior compliance team; and
  • Any other task assigned from time to time or arising from initiatives of Langham Hall UK.
Skills, Knowledge and Expertise
  • Previous strong regulatory compliance experience and relevant compliance qualifications;
  • Self-starter with the ability to prioritize and manage multiple projects and responsibilities;
  • High degree of self-reliance and self-motivation and should be able to take initiative for problem resolution;
  • Understanding of CASS rules beneficial;
  • Understanding of Data Protection law and application beneficial;
  • Ability to work autonomously and as team leader;
  • Ability to work under pressure while maintaining high accuracy and quality standards;
  • Ability to demonstrate integrity in all tasks and functions performed;
  • Specific knowledge of fund accounting, transfer agency and the alternative investment management in the private equity and real estate sectors beneficial;
  • Excellent knowledge of compliance monitoring procedures and reporting;
  • Be able to provide detailed and analytical analyses of risks posed to the business;
  • Strong presentation skills (verbal and written);
  • Proficient in MS Office; and
  • Demonstrate commitment for quality and should be flexible to work for extended hours to complete high priority deliverables.
Minimum Education/Qualifications
  • The candidate must hold a 2:1 University Degree;
  • The candidate should have 3-5 years experience in a similar role in Compliance and Risk environment; and
  • Knowledge and experience of client due diligence.
Benefits
  • Health Insurance (after passing your probation period);
  • Discounted gym membership
  • Pension of 5% employer – 4% employee;
  • Cycle to work scheme;
  • Numerous wellbeing initiatives/platforms.
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* Le salaire de référence se base sur les salaires cibles des leaders du marché dans leurs secteurs correspondants. Il vise à servir de guide pour aider les membres Premium à évaluer les postes vacants et contribuer aux négociations salariales. Le salaire de référence n’est pas fourni directement par l’entreprise et peut pourrait être beaucoup plus élevé ou plus bas.

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