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2,182

Head jobs in Singapore

Assistant VP, Financial Advisors Act Investigator

Assistant VP, Financial Advisors Act Investigator
United Overseas Bank Ltd.
Singapore
SGD 70,000 - 100,000
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Neuroradiology Consultant Opportunity in Singapore

Neuroradiology Consultant Opportunity in Singapore
Head Medical
Singapore
SGD 300,000 - 500,000

Lead Maintenance Engineer (Electrical) - Based in Jurong Island

Lead Maintenance Engineer (Electrical) - Based in Jurong Island
Sembcorp Industries
Singapore
SGD 60,000 - 80,000

PE Assistant

PE Assistant
NORTH LONDON COLLEGIATE SCHOOL (SINGAPORE) PTE. LTD.
Singapore
SGD 20,000 - 60,000

Payments - Merchant Services Business Development Manager - Vice President

Payments - Merchant Services Business Development Manager - Vice President
JPMORGAN CHASE BANK, N.A.
Singapore
SGD 120,000 - 160,000
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VP, Financial Institutions, Public Sector & Cash Management

VP, Financial Institutions, Public Sector & Cash Management
CHINA CITIC BANK INTERNATIONAL LIMITED Singapore Branch
Singapore
SGD 70,000 - 100,000

Vice President, Planning, Credit Department

Vice President, Planning, Credit Department
SUMITOMO MITSUI BANKING CORPORATION Singapore Branch
Singapore
SGD 60,000 - 90,000

VP, Analytics and Automation, Group Compliance | Singapore, SG

VP, Analytics and Automation, Group Compliance | Singapore, SG
United Overseas Bank
Singapore
SGD 120,000 - 180,000
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Body Imaging Radiology Consultant Opportunity in Singapore

Body Imaging Radiology Consultant Opportunity in Singapore
Head Medical
Singapore
SGD 200,000 - 300,000

Breast Radiology Consultant Opportunity in Singapore

Breast Radiology Consultant Opportunity in Singapore
Head Medical
Singapore
SGD 150,000 - 210,000

Interventional Radiology Consultant Opportunity in Singapore

Interventional Radiology Consultant Opportunity in Singapore
Head Medical
Singapore
SGD 150,000 - 200,000

Personal Assistant

Personal Assistant
Volt Auto Pte. Ltd.
Singapore
SGD 20,000 - 60,000

Head Instructor - Mat Pilates

Head Instructor - Mat Pilates
Borr Drilling
Singapore
SGD 20,000 - 60,000

Student Care Assistant Centre Head

Student Care Assistant Centre Head
PLAYFACTO @ SIMEI PTE. LTD.
Singapore
SGD 20,000 - 60,000

VP & Head of Audit - FAB India

VP & Head of Audit - FAB India
First Abu Dhabi Bank (FAB)
Singapore
SGD 100,000 - 150,000

Administrative Assistant

Administrative Assistant
MODA PAOLO PACKING & REPACKING SERVICES
Singapore
SGD 20,000 - 60,000
Urgently required
3 days ago

First VP APM & Observability Lead, Group Infrastructure & Platform Services

First VP APM & Observability Lead, Group Infrastructure & Platform Services
United Overseas Bank Ltd.
Singapore
SGD 120,000 - 180,000
Urgently required
3 days ago

Head of Compliance, AVP/VP

Head of Compliance, AVP/VP
REVUP PROSERVICES PTE. LTD.
Singapore
SGD 120,000 - 180,000
Urgently required
3 days ago

Assistant Manager, Events Management

Assistant Manager, Events Management
HYPERSCAL SOLUTIONS PTE. LTD.
Singapore
SGD 20,000 - 60,000
Urgently required
3 days ago

Source of Wealth(SOW)Reviewer, Middle Office Anti Money Laundering Controls, Group Retail (Contract)

Source of Wealth(SOW)Reviewer, Middle Office Anti Money Laundering Controls, Group Retail (Contract)
United Overseas Bank Ltd.
Singapore
SGD 60,000 - 90,000
Urgently required
3 days ago

Assistant VP, Service Recovery Analyst, Group Infrastructure & Platform Services

Assistant VP, Service Recovery Analyst, Group Infrastructure & Platform Services
United Overseas Bank Ltd.
Singapore
SGD 80,000 - 120,000
Urgently required
3 days ago

Assistant Sales Supervisor

Assistant Sales Supervisor
Paris Baguette Singapore
Singapore
SGD 20,000 - 60,000
Urgently required
3 days ago

Leasing Manager

Leasing Manager
BROADWAY F&B MANAGEMENT PTE LTD
Singapore
SGD 60,000 - 80,000
Urgently required
3 days ago

AVP / VP, Application Support Lead, Cards Technology

AVP / VP, Application Support Lead, Cards Technology
United Overseas Bank Ltd.
Singapore
SGD 100,000 - 150,000
Urgently required
3 days ago

Head, Community Interventions (East/Community/Office Hour) (ID: 678951)

Head, Community Interventions (East/Community/Office Hour) (ID: 678951)
PERSOLKELLY SINGAPORE PTE. LTD.
Singapore
SGD 70,000 - 100,000
Urgently required
3 days ago

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Assistant VP, Financial Advisors Act Investigator

United Overseas Bank Ltd.
Singapore
SGD 70,000 - 100,000
Job description

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Location:

Singapore, SG

Company: United Overseas Bank Ltd

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

About the Department

The Compliance function is a strategic partner and a trusted business enabler to the Board and senior management. It is our responsibility to ensure that the Group continuously fulfils its regulatory obligations in today’s tight and dynamic regulatory landscape. To do that, we work closely with internal stakeholders to identify and to assess regulatory risks. This collaboration also includes developing practical solutions that integrate regulations into operational requirements as well as actively shaping and promoting stronger compliance culture and literacy in the Bank.

Job Responsibilities

Key Job Duties and Responsibilities

  • Investigate complaints in relation to the Financial Advisers Act and its subsidiary legislation through the conduct of interviews with the relevant stakeholders, review of sales document against the regulatory requirements as well as Bank’s policies and guidelines
  • Assess the investigation findings in relation to the investment sales process including the following:
  • Determine if there is any misconduct committed by the sales representatives; and
  • Assess the Business Division’s compliance with regulatory requirements, especially with the Financial Advisers Act
  • Report investigation findings, ensuring objective analysis and recommendation
  • Follow up on remedial action to be taken
  • Assist in the management of the compliance requirements for the Business / Support Sectors under the purview of the division

Other Job Duties and Responsibilities

  • Analysis and reporting of investigation data and trends by developing and executing data analysis to determine significant trends or key risk areas
  • Provide management reporting of breaches by Business / Support Sectors to the Group Head of Compliance
  • Assist and facilitate the training for the staff of Business / Support Sectors on regulatory requirements, where required
  • Handle or participate in ad-hoc projects that require compliance support; such as liaising with regulators, and internal and external auditors, as and when necessary
  • Assist Section Head in matters related to the Regulators and Auditors (Internal and External)
Job Requirements

Experience

  • At least 5 years of experience in an investigative function or Financial Institution

Skills

  • Sense of inquisitiveness
  • Ability to handle concurrent tasks and responsibilities
  • Familiar with suite of applications in MS Office (e.g. word, power point, excel, etc.)
  • Strong command of the English language
  • Able to speak / read Mandarin

Qualifications

  • Degree holder
Be a part of UOB Family

UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

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* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.

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