Senior Compliance Officer: Regulatory Risk & Growth

UOB KAY HIAN (M) SDN. BHD.; Kuala Lumpur; On-site; MYR 60,000 - 80,000; Full time

Job summary

A prominent financial services firm is seeking experienced Senior Compliance Officers to ensure operations align with regulatory standards. The ideal candidate should have a degree in a relevant field, and 2-3 years of experience in Audit, Compliance, or Risk Management. Responsibilities include performing compliance reviews, liaising with management on compliance issues, and assisting in internal investigations. This role in Kuala Lumpur offers a supportive work environment with opportunities for professional growth.

Benefits

Opportunity for professional career development

Supportive work environment

Exposure to financial market regulations

Qualifications

• 2–3 years of experience in Audit, Compliance, or Risk Management.
• Strong understanding of regulatory requirements from Bursa Malaysia, SC, and BNM.
• Candidates with any SIDC Licensing Examination modules have an advantage.

Responsibilities

• Perform compliance reviews and risk assessments.
• Liaise with management to escalate compliance issues.
• Ensure reporting of violations to Head of Compliance.
• Assist in internal investigations related to compliance.
• Prepare internal reports for the Head of Compliance.

Skills

Analytical skills

Interpersonal skills

Problem-solving skills

Report-writing skills

Education

Degree in Accountancy, Finance, IT, Law or relevant discipline

Job description

A prominent financial services firm is seeking experienced Senior Compliance Officers to ensure operations align with regulatory standards. The ideal candidate should have a degree in a relevant field, and 2-3 years of experience in Audit, Compliance, or Risk Management. Responsibilities include performing compliance reviews, liaising with management on compliance issues, and assisting in internal investigations. This role in Kuala Lumpur offers a supportive work environment with opportunities for professional growth.