Senior Associate, Nexus, Regulatory Reporting

MUFG Investor Services; Kuala Lumpur; Hybrid; MYR 50,000 - 80,000; Full time

Job summary

An international financial services company is seeking a Regulatory Reporting Officer in Kuala Lumpur. In this role, you will liaise with investment managers, prepare regulatory reports, and work closely with internal teams to ensure compliance with FATCA and CRS regulations. Candidates should have a bachelor's degree in finance or a related field, strong Excel skills, and ideally some experience in regulatory reporting. Enjoy a dynamic workplace with a strong culture of innovation and hybrid working.

Benefits

Hybrid working

Qualifications

• Minimum 1-3 years’ experience in regulatory/FATCA & CRS reporting role.
• Knowledge of regulatory reporting environments like AIFMD and FATCA is an advantage.

Responsibilities

• Liaise with investment managers for operational assistance.
• Prepare client regulatory reports.
• Work with internal teams to ensure deliverables are met.

Skills

Strong computer skills

Proficiency in Microsoft Excel

Broad understanding of fund administration

Experience with regulatory reporting software

Education

Bachelor's degree in finance, accounting or related field

Studying towards ACA, ACCA, CPA, CIMA or CFA

Tools

Microsoft Office

Accounting software (Geneva, Investran)

Job description

Overview

Experience something Brilliantly Different with a career with MUFG Investor Services.

Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group family, and we partner with over 480 loyal global investment firms to provide them with administration, assert services, banking, and fund financing.

We’re in 14 global locations and provide an exceptional hub of Brilliantly Different talent to thrive.

Responsibilities

• Liaise with investment managers/clients for day-to-day operational assistance.


• Prepare or co-ordinate all client regulatory/FATCA&CRS reporting deliverables and associated reports as required.


• Work with internal teams, such as Client Operations, Investor Operations and Client Integration etc., to ensure all internal and external deliverables are met.


• Assist in developing and improving regulatory/FATCA&CRS reporting processes.


• Build and maintain a strong relationship with clients and vendors.


• Develop an understanding of the regulatory/FATCA&CRS reporting environment.


• Process and maintain investor classifications and validations of self-certification forms (FATCA)


• Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.


• Keep up to date with applicable regulations and accounting standards/jurisdiction requirements.


• Prepare regulatory/FATCA&CRS reporting workings and reports.


• Respond to various stakeholder queries in a comprehensive and timely manner.


• Take on ad-hoc tasks as required.

Qualifications

• A minimum bachelor's degree with a concentration in finance, accounting, mathematics / FATCA&CRS reporting or related fields.


• Ideally studying towards a relevant professional qualification in ACA, ACCA, CPA, CIMA or CFA. (Reg)


• Have 1-3 years’ experience in a regulatory/FATCA&CRS reporting role.


• Strong computer skills with strengths in Microsoft Office products. Proficiency with Microsoft Excel/Word is essential.


• Broad understanding of fund administration industry.


• Experience with accounting software Geneva, Investran or Yardi. Mantra would be beneficial but not necessary. (Reg)


• Experience with shareholder software Investran or Mantra would be beneficial but not necessary (FATCA)


• Experience with regulatory reporting software Confluence, AQ Metrics, Workiva, Axioma etc. would be beneficial but not necessary. (Reg)


• Broad knowledge/understanding of characteristics of various financial instruments such as equities, bonds, bank debt, derivatives. (Reg)


• Knowledge of regulatory/FATCA&CRS reporting environment an advantage:
  
  
  
  • AIFMD – Annex IV
  
  
  • CBI monthly and quarterly returns
  
  
  • Form PF
  
  
  • Form CPO PQR
  
  
  • Open Protocol
  
  
  • Foreign Account Tax Compliance Act (FATCA)
  
  
  • Common Reporting Standard (CRS)
  
  
  • CRS Compliance From
  
  
  
  

Additional Information

What’s in it for you to join MUFG Investor Services?

Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT. Oh, and we really walk the talk when it comes to HYBRID WORKING.

So, why settle for the ordinary? Apply now for a Brilliantly Different career.

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