Periodic Review & AML/CDD Specialist – Hybrid

RBC; Kuala Lumpur; Hybrid; MYR 60,000 - 80,000; Full time

Job summary

A major financial institution in Kuala Lumpur is seeking a dedicated professional for the Client Due Diligence Team. The role involves managing periodic reviews, conducting name screenings, and evaluating AML risks. Candidates should possess at least 2 years of experience in financial institutions, along with excellent communication skills in English and Mandarin. A commitment to accuracy and a background in AML compliance are highly regarded. The position offers a hybrid work model and a supportive company culture.

Benefits

Performance based bonuses

Flexible benefits

Competitive compensation

World-class training program

Collaborative dynamic culture

Qualifications

• Minimum 2 years of experience in a Financial Institution, preferably in a Private Bank.
• Experience in reviewing account documentation.
• Experience in client profile review and source of wealth corroboration.
• Some experience in AML compliance is an advantage.
• Good spoken and written English and Mandarin.
• Committed and responsible with a drive to ensure accuracy and completeness.

Responsibilities

• Coordinate the ongoing periodic review program and trigger event review.
• Perform name screening and disposition in collaboration with the front office.
• Assess the AML risk rating for each account and elevate to AML Compliance when necessary.
• Review and re-assess client’s background and profile including source of wealth.
• Report to management on the status of Periodic review and highlight significant risk items.
• Update department procedures and policy manuals as required.
• Assist in compliance or audit reviews and ad-hoc projects.
• Provide advice to the Front Office on CDD queries.
• Provide training to front office staff.

Skills

Anti-Money Laundering (AML)

Communication

Data Gathering Analysis

Detail-Oriented

Financial Regulation

Fraud Risk Management

Group Problem Solving

Internal Controls

Operational Integrity

Process Management

Job description

A major financial institution in Kuala Lumpur is seeking a dedicated professional for the Client Due Diligence Team. The role involves managing periodic reviews, conducting name screenings, and evaluating AML risks. Candidates should possess at least 2 years of experience in financial institutions, along with excellent communication skills in English and Mandarin. A commitment to accuracy and a background in AML compliance are highly regarded. The position offers a hybrid work model and a supportive company culture.