Distribution Compliance Lead: Sanctions & Fraud Oversight

Hong Leong Assurance; Selangor; On-site; MYR 70,000 - 90,000; Full time

Job summary

A financial services company seeks an Asst Manager/Manager, Distribution Compliance in Selangor, Malaysia. The candidate will be pivotal in reviewing and screening customers against global sanctions lists and addressing agency fraud investigations. This role requires a bachelor's degree, 3-5 years in compliance within the financial sector, and strong analytical skills. The ideal candidate will support the company's compliance framework and collaborate with various teams on regulatory matters.

Qualifications

• Minimum 3-5 years of experience in a compliance role, preferably within banking or financial services.
• Thorough understanding of regulations such as FIMM, AMLA, and PDPA.
• Relevant professional qualifications such as CRCM or CRCP would be an advantage.

Responsibilities

• Review and screen customers against global sanctions lists.
• Conduct investigations and follow-ups for agency fraud and customer complaints.
• Supervise fraud and misconduct issues, ensuring compliance with reporting standards.
• Conduct training and review agency training materials.
• Collaborate with cross-functional teams on compliance matters.

Skills

Analytical skills

Communication skills

Problem-solving skills

Technology proficiency for compliance

Education

Bachelor's degree in related field

Job description

A financial services company seeks an Asst Manager/Manager, Distribution Compliance in Selangor, Malaysia. The candidate will be pivotal in reviewing and screening customers against global sanctions lists and addressing agency fraud investigations. This role requires a bachelor's degree, 3-5 years in compliance within the financial sector, and strong analytical skills. The ideal candidate will support the company's compliance framework and collaborate with various teams on regulatory matters.