Senior Legal & Compliance Executive (Mandarin Speaker)

Eternity Recruitment; Kuala Lumpur; On-site; MYR 100,000 - 150,000; Full time

Job summary

A leading recruitment agency in Kuala Lumpur is seeking a Senior Executive, Compliance & Audit to manage compliance, audit, and risk management functions. The successful candidate will ensure adherence to regulatory requirements and internal policies, conduct internal audits, and prepare compliance reports. Candidates should have a Bachelor's Degree in a relevant field with 3-5 years of experience in compliance or audit roles, and possess strong analytical skills as well as proficiency in English and Mandarin.

Qualifications

• 3-5 years of experience in compliance, internal audit, or risk management.
• Sound understanding of AML/KYC, data protection rules, and internal audit standards.
• Proficient in English and Mandarin for effective communication.

Responsibilities

• Monitor laws, regulations, and guidelines applicable to the business.
• Conduct internal audits and evaluate internal controls.
• Prepare compliance and audit reports for management.

Skills

Analytical skills

Investigative skills

Problem-solving skills

Interpersonal skills

Communication skills

Education

Bachelor’s Degree in Law, Finance, Business Administration, Compliance, Risk Management

Job description

Eternity Recruitment – Kuala Lumpur, Kuala Lumpur

Our client is seeking a meticulous and proactive Senior Executive, Compliance & Audit to support the Group’s compliance, audit, and risk management functions. The role involves ensuring the Group’s adherence to regulatory requirements, internal policies, and governance standards while strengthening internal controls and operational efficiency

Key Responsibilities

Monitor and interpret relevant laws, regulations, licensing requirements, and guidelines applicable to the business

Conduct internal audits to evaluate the adequacy and effectiveness of internal controls, operational processes, and governance practices, including follow‑up actions on audit findings

Perform due diligence checks, investigate and resolve red flags, and prepare comprehensive due diligence and risk assessment reports

Prepare compliance and audit reports, including findings, risk assessments, and recommendations for management and regulatory submission

Prepare and update compliance frameworks, policies, and procedures in alignment with evolving regulatory and business requirements

Support implementation of AML/CFT, KYC, data privacy, risk management, and internal governance controls

Develop, update, and deliver compliance and risk‑related training programs to employees across departments

Collaborate cross‑functionally to promote a culture of compliance and strengthen risk awareness within the organization

Stay abreast of legislative and regulatory changes, industry trends, and best practices to ensure the Group’s continuous compliance readiness

Work closely with Legal and other departments on compliance‑related matters

Support cross‑border regulatory matters if the company operates internationally

Job Requirements

Bachelor’s Degree in Law, Finance, Business Administration, Compliance, Risk Management, or a related discipline

Minimum of 3 to 5 years of experience in compliance, internal audit, risk management, or a related function. Preferably within the banking, fintech, financial services, or technology industry

Sound understanding of regulatory compliance, AML/KYC, data protection rules, anti‑bribery/anti‑corruption frameworks, and internal audit standards across different jurisdictions

Strong analytical, investigative, and problem‑solving skills with high attention to detail

Strong interpersonal and communication abilities, capable of engaging effectively with senior management, regulators, and cross‑functional teams

Proactive, self‑driven, and able to work independently in a fast‑paced, remote environment

Proficient in English and Mandarin to effectively communicate with Mandarin‑speaking clients (both written and spoken)

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