Senior Compliance & Audit Executive (Mandarin Speaker)

Eternity Recruitment; Kuala Lumpur; On-site; MYR 70,000 - 90,000; Full time

Job summary

A recruitment agency is seeking a meticulous Senior Executive, Compliance & Audit in Kuala Lumpur. This role involves ensuring compliance with regulations, conducting internal audits, and developing compliance frameworks and training programs. Candidates should possess a Bachelor’s degree and have 3-5 years of experience in compliance or audit-related functions within the banking or technology sectors, along with strong analytical and communication skills.

Qualifications

• Bachelor’s Degree in Law, Finance, Business Administration, Compliance, or Risk Management.
• 3 to 5 years of experience in compliance, internal audit, or risk management.
• Understanding of regulatory compliance and internal audit standards.

Responsibilities

• Monitor and interpret relevant laws and regulations.
• Conduct internal audits to evaluate internal controls.
• Prepare compliance and audit reports.

Skills

Strong analytical skills

Investigative skills

Problem-solving skills

Interpersonal abilities

Communication skills

Proactive approach

Education

Bachelor’s Degree in a related discipline

Job description

Overview

Eternity Recruitment – Kuala Lumpur, Kuala Lumpur

Our client is seeking a meticulous and proactive Senior Executive, Compliance & Audit to support the Group’s compliance, audit, and risk management functions. The role involves ensuring the Group’s adherence to regulatory requirements, internal policies, and governance standards while strengthening internal controls and operational efficiency.

Key Responsibilities

Monitor and interpret relevant laws, regulations, licensing requirements, and guidelines applicable to the business.

Conduct internal audits to evaluate the adequacy and effectiveness of internal controls, operational processes, and governance practices, including follow-up actions on audit findings.

Perform due diligence checks, investigate and resolve red flags, and prepare comprehensive due diligence and risk assessment reports.

Prepare compliance and audit reports, including findings, risk assessments, and recommendations for management and regulatory submission.

Prepare and update compliance frameworks, policies, and procedures in alignment with evolving regulatory and business requirements.

Support implementation of AML/CFT, KYC, data privacy, risk management, and internal governance controls.

Develop, update, and deliver compliance and risk‑related training programs to employees across departments.

Collaborate cross‑functionally to promote a culture of compliance and strengthen risk awareness within the organization.

Stay abreast of legislative and regulatory changes, industry trends, and best practices to ensure the Group’s continuous compliance readiness.

Work closely with Legal and other departments on compliance‑related matters.

Support cross‑border regulatory matters if the company operates internationally.

Job Requirements

Bachelor’s Degree in Law, Finance, Business Administration, Compliance, Risk Management, or a related discipline.

Minimum of 3 to 5 years of experience in compliance, internal audit, risk management, or a related function. Preferably within the banking, fintech, financial services, or technology industry.

Sound understanding of regulatory compliance, AML/KYC, data protection rules, anti‑bribery/anti‑corruption frameworks, and internal audit standards across different jurisdictions.

Strong analytical, investigative, and problem‑solving skills with high attention to detail.

Strong interpersonal and communication abilities, capable of engaging effectively with senior management, regulators, and cross‑functional teams.

Proactive, self‑driven, and able to work independently in a fast‑paced, remote environment.

Proficient in English and Mandarin (both written and spoken).