Legal and Compliance Officer

WeTrade Capital Limited; Kuala Lumpur; On-site; MYR 50,000 - 70,000; Full time

Job summary

A financial services company in Kuala Lumpur is looking for a Compliance Officer to ensure adherence to financial regulations and practices. Responsibilities include preparing compliance reports, conducting policy reviews, and providing training. The ideal candidate will have 1-2 years of experience in compliance in a regulated industry, strong knowledge of financial regulations, and excellent communication skills, particularly in Mandarin. Join this expanding company to contribute to its success and integrity.

Benefits

Up to 15% EPF Employer Contribution

Team Engagement events

Free-flowing snacks and beverages

Qualifications

• Minimum 1-2 years of experience in a compliance-related role within financial services.
• Strong knowledge of AML/KYC practices and reporting requirements.
• Excellent written and verbal communication skills in Mandarin.

Responsibilities

• Develop understanding of key financial services regulations.
• Prepare and submit quarterly compliance reports.
• Conduct periodic AML/KYC policy reviews.

Skills

Knowledge of financial regulations (LFSA, CySEC, ASIC)

AML/KYC practices

Strong analytical skills

Excellent communication skills

Proactive attitude

Job description

In Trust We Succeed: Join us as a Compliance Officer!

WeTrade Capital Limited is a financial broker regulated by Labuan FSA dedicated to cultivating confidence and trust amount traders, operating internationally across Southeast Asia and Latin America. WeTrade provides a secure seamless and user-friendly platform for growth in the world of trading.

Why WeTrade?

Up to 15% EPF Employer Contribution: Enjoy a generous employer contribution of up to 15% towards your Employees Provident Fund (EPF) for long-term financial security.

Team Engagement: Monthly lunches and company events.

Free-Flowing Snacks and Beverages: Unlimited sips and bites at your fingertips!

Your Mission:

• Develop a foundational understanding of key financial services regulations such as LFSA, CySEC, ASIC and stay updated with regulatory changes and requirements relevant to the business, particularly from Labuan FSA and other relevant authorities.

• Prepare and submit quarterlycompliancereports via the Labuan FSA SMS reporting system in a timely and accurate manner.

• Assist in the drafting and maintenance of standard service agreements and template

• Support the review of standard contracts, agreements, and client documents to identify potential compliance or operational risk, flagging issue for senior members.

• Conduct periodic AML/KYC policy reviews, assess if amendments are needed, and ensure alignment with current regulations and best practices.

• Identify, assess, and report compliance risks, and take the initiative to resolve issues effectively.

• Assist in the development and delivery of compliance training materials, including new joiner inductions in relation to compliance and period refresher sessions.

• Promote a culture of compliance throughout the organization by offering guidance and training where needed.

• Liaise with regulatory bodies during inspections, audits, or inquiries.

What we're looking for:

• Minimum 1-2 years of experience in a compliance-related role within financial services, brokerage, fintech, or similar regulated industries.

• Strong knowledge of financial regulations such as LFSA, CySEC, ASIC, etc. And AML/KYC practices, and reporting requirements.

• Highly independent, disciplined, and proactive, with strong analytical and problem-solving skills.

• Excellent written and verbal communication skills.

• Ability to handle confidential information with integrity.

• Good level of spoken, written and reading in Mandarin is a must. We are seeking candidates proficient in Mandarin to effectively communicate with Mandarin-speaking clients.

Join our globally expanding company and grow with us as we continue to build a future of success, united by our core belief: In Trust We Succeed.