Deputy Manager

PUBLIC MUTUAL BERHAD; Kuala Lumpur; On-site; MYR 100,000 - 150,000; Full time

Job summary

A leading financial institution in Malaysia is seeking a Deputy Manager to assist in compliance planning and monitoring. The ideal candidate will possess at least 8 years of experience in a regulatory compliance-related role, with a strong understanding of compliance regulations pertinent to the capital market. Candidates should have excellent communication skills and the ability to handle roles independently. This position offers opportunities for professional growth in a well-established company.

Qualifications

• At least 8 years' experience in regulatory compliance, legal, or audit.
• Prior experience in a financial institution preferred.
• Knowledge of compliance regulations related to the capital market industry is advantageous.

Responsibilities

• Assist the Compliance Manager in planning and monitoring the department's work plan.
• Review compliance-related policies and ensure alignment with regulations.
• Prepare compliance reports for various committees.
• Conduct briefings and training for employees on compliance matters.
• Provide advice on compliance matters including investment management.

Skills

Regulatory compliance

Legal knowledge

Audit experience

Good communication skills

Interpersonal skills

Presentation skills

Strong writing skills

Ability to work independently

Education

Degree in any discipline

Job description

Deputy Manager

Responsibilities:

• Assist the Compliance Manager in planning and monitoring the department’s annual work plan.


• Assist in maintaining and reviewing of compliance‑related policies, processes and procedures to ensure alignment with applicable laws, regulations and guidelines issued by regulatory authorities.


• Assist in preparing and reviewing compliance reports for tabling to various Committees.


• Update, maintain and communicate compliance‑related policies, processes and procedures, including conducting briefings and trainings for employees and unit trust consultants.


• Provide advice on compliance matters, including investment management and transactions carried out by directors, employees and other relevant stakeholders of the Company.

Requirements:

• Degree in any discipline.


• At least 8 years’ experience in regulatory compliance related role, legal or audit.


• Prior experience in a financial institution or relevant industry is preferred.


• Knowledge of compliance regulations and frameworks related to the capital market industry is advantageous.


• Good communication, presentation and interpersonal skills.


• Possess good writing skills with strong command of English, both written and spoken.


• Able to work independently with minimum supervision and deliver within tight timelines.

Join Us!

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Only shortlisted candidates will be notified.

Public Mutual, No.1 in private unit trusts and the Private Retirement Scheme (PRS) in Malaysia. A wholly‑owned subsidiary of Public Bank. Manages over 170 funds in‑house for around 5 million accountholders. Offers a comprehensive range of conventional and Shariah‑based unit trust and Private Retirement Scheme (PRS) funds. Over 40 years of investment experience. Extensive distribution force of around 30 000 unit trust consultants (UTCs). Supported by 31 customer‑service centres and branches nationwide. Augmented by more than 260 Public Bank branches, which also serve as Public Mutual’s ubiquitous collection centres.