Assistant Vice President, Compliance Audit

MUFG Americas; Kuala Lumpur; On-site; MYR 200,000 - 250,000; Full time

Job summary

A leading financial institution in Kuala Lumpur is seeking an experienced audit professional to ensure effective risk management and compliance. The ideal candidate will possess a degree in finance or related field and have over 8 years of audit experience, particularly in financial crimes. Strong analytical skills and proficiency in audit methodology are essential for success in this role.

Qualifications

• 8+ years of audit experience, including financial crimes.
• Strong understanding of audit methodology and execution.
• Certification in Financial Crimes (e.g. CAMS) is preferred.

Responsibilities

• Structure and execute efficient audits to identify potential risks.
• Assign and review the work of the audit team.
• Assess the governance and risk management environment.

Skills

Audit experience

Analytical skills

Problem-solving skills

Verbal and written communication skills

Knowledge of financial regulations

Education

Degree in Economics, Finance/Accountancy/Banking

Tools

MS Office

Audit data analytics tools

Job description

Responsibilities

Structure and execute efficient and effective audits to:

• Identify potential risk, including awareness of risks both within span of control as well as enterprise-wide.
• Assign and review the work of audit team members for assigned engagements in coordination with Audit Director.
• Assess the state of the governance, risk management, and control environment aspects relevant to that risk.
• Report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk.
• Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice and expectations.
• Effectively manage stakeholder relationships to a mutually accountable, productive, respectful, and trusted level. Act as a leader / role model and continuously improve self as well as department.

Requirements

• Applicant must have a recognized Degree in Economics, Finance/Accountancy/Banking or its equivalent from a recognized university/higher learning institution.
• Desirable to have at least 8+ years audit experience including experience in financial crimes (i.e. Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption) in financial institutions and related markets, related regulatory bodies and/or Big 4 professional services firms.
• Relevant certification in Financial Crimes (e.g. CAMS) preferred.
• Experience with the financial industry and related markets, regulatory bodies, and current industry events trends.
• Deep knowledge of risk assessment, audit methodology, and audit execution.
• Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.)
• Possess strong analytical, problem-solving skills, verbal and written communication skills.
• Regional travel may be required.

Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.