Assistant Team Manager, Investment Restriction, Funds NAV Calculation

CACEIS; Putrajaya; On-site; MYR 100,000 - 150,000; Full time

Job summary

A leading asset servicing provider in Putrajaya is looking for a professional to ensure quality in Investment Restriction activities. Responsibilities include oversight of compliance with global rules, breach classification, and supporting technical tasks. The ideal candidate should have strong knowledge of risk management and financial products. This role is integral to delivering high-quality solutions that empower clients in a competitive financial landscape.

Qualifications

• Experience in investment restrictions and regulatory frameworks.
• Knowledge of UCITS Directives, ESMA guidelines, and relevant national laws.

Responsibilities

• Oversee the quality of Investment Restriction activities.
• Classify breaches based on analysis in ALTO.
• Act as a point of escalation for client issues.
• Support UCITS control and reporting tasks.

Skills

Strong Technical & financial knowledge of risk management environment

Strong knowledge of financial products & derivatives instruments

Job description

CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across Europe. These services include Custody & Cash Clearing, Fund Administration, Fund Distribution, Master Data Services, Market Solutions, Group Invoicing, Reconciliations and Private Equity & Real Estate Solutions. As a centre of excellence, CACEIS Malaysia plays a pivotal role in driving the scalability of global operations, enhancing service quality, and implementing standardized processes to meet the diverse needs of its clients. The dedicated team in Malaysia is committed to delivering reliable, high‑quality solutions that empower clients to thrive in a dynamic and competitive financial landscape. (do not amend the standard details)

Working Hours: 9 am to 6pm

What will you do?

• Responsible for the quality of the Investment Restriction activities delivered to clients and respect of the deadlines
• Inputting the comments on the analysis and investigation performed in the system (ALTO).
• Accountable for the respect of the Global and/or Local Rules & Procedures related with the production delivered
• Breach classification: based on information available in ALTO and peripheral tools, determination if exception is breach (Active or passive) or not. Provide sufficient details to IR SME to ease the review and validation process
• To understand clients and countries specificities in term of investment limits
• As the first level of escalation point to act as delegate of Supervisor
• To support on the UCITS control, impact calculation and reporting if production needs
• As the technical specialist to provide support to the team on production related tasks, process enhancement and projects execution.

Nice-to-have

• Strong Technical & financial knowledge of risk management environment, investment strategies & regulatory framework (UCITS Directives, ESMA guidelines, European national laws applicable to UCIs) & best market practices applicable in continental Europe
• Strong knowledge of financial products & derivatives instruments
• Expertise in financial instrument eligibility analysis (target funds, structured products, index, etc.)
• Strong knowledge of cross location operations, systems & IT environment, Compliant to Rules & Procedures