Assistant Manager, Compliance & Risk Leadership

iFAST Corporation; Kuala Lumpur; On-site; MYR 60,000 - 80,000; Full time

Job summary

A leading financial services firm in Kuala Lumpur is seeking a Compliance Officer to develop and implement compliance policies. The role involves providing advisory support to senior management, conducting compliance monitoring, and preparing regulatory reports. Ideal candidates will have a Bachelor’s degree in Law, Finance, or Risk Management, alongside 3 to 5 years of experience in the financial services sector. Strong communication skills in English are essential, while proficiency in Mandarin is advantageous.

Qualifications

• 3 to 5 years of compliance experience in financial services or capital markets.
• Strong written and verbal communication skills in English; Mandarin is a plus.
• Knowledge of capital market laws and regulatory requirements.

Responsibilities

• Develop compliance policies and procedures.
• Provide compliance advisory support to Senior Management.
• Conduct compliance monitoring and testing.

Skills

Compliance experience

Regulatory knowledge

Communication skills

Interpersonal skills

Detail-oriented

Education

Bachelor’s degree in Law, Finance or Risk Management

Job description

A leading financial services firm in Kuala Lumpur is seeking a Compliance Officer to develop and implement compliance policies. The role involves providing advisory support to senior management, conducting compliance monitoring, and preparing regulatory reports. Ideal candidates will have a Bachelor’s degree in Law, Finance, or Risk Management, alongside 3 to 5 years of experience in the financial services sector. Strong communication skills in English are essential, while proficiency in Mandarin is advantageous.