AML Compliance Monitor - Financial Services

University of Fort Hare; Somerset West; On-site; ZAR 300 000 - 500 000; Full time

Job summary

A renowned financial services institution in Somerset West is looking for a Compliance Monitoring Officer. This role ensures that the company’s policies and procedures align with regulations, conducts periodic reviews, and provides training on compliance. Ideal candidates should have a strong compliance background, excellent problem-solving skills, and the ability to articulate complex issues clearly.

Qualifications

• Experience of working in a compliance environment.
• An ability to articulate complex issues in a clear and concise manner.
• An aptitude for problem solving.
• A methodical approach to tasks with a strong focus on attention to detail.
• Experience in collating and summarising data.
• Excellent organizational skills; prioritizing, achieving deadlines.

Responsibilities

• Ensuring that client’s due diligence is collected to the appropriate standard.
• Conduct periodic reviews and record deficiencies.
• Conduct client screening using screening systems.
• Monitor and analyze results of the automated ongoing screening system.
• Conduct compliance monitoring to ensure adherence to regulatory requirements.
• Assist in the development and delivery of training materials on compliance topics.

Skills

Experience in compliance environment

Articulating complex issues

Problem solving

Attention to detail

Data collation and summarizing

Organizational skills

Job description

A renowned financial services institution in Somerset West is looking for a Compliance Monitoring Officer. This role ensures that the company’s policies and procedures align with regulations, conducts periodic reviews, and provides training on compliance. Ideal candidates should have a strong compliance background, excellent problem-solving skills, and the ability to articulate complex issues clearly.