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Compliance Manager - Advisory - Investment Management
Michael Page (UK)
City Of London
Presencial
GBP 63.000 - 75.000
Tempo integral
Há 15 dias

Resumo da oferta

A mid-sized investment management firm in London seeks an Interim Compliance Manager to provide regulatory guidance and lead compliance initiatives. The successful candidate will interpret FCA rules and ensure effective policy embedding while enhancing compliance training within the organization. This role offers a competitive salary around £75,000, depending on experience, and a great opportunity to advance in the financial services sector.

Serviços

Professional development opportunities
Structured work environment

Qualificações

  • Experience in compliance advisory within investment management.
  • Ability to relay complex regulations practically.

Responsabilidades

  • Provide guidance on FCA's rules and regulatory issues.
  • Conduct impact assessment and gap analysis for FCA initiatives.
  • Lead in regulatory change and business change projects.
  • Act as Compliance lead for Vulnerable Customers.

Conhecimentos

Interpret complex regulations
Implement regulatory changes
Descrição da oferta de emprego
Overview
  • Interim Compliance Manager (Advisory) role based within Central London.
  • Compliance Advisory role within Investment Management.
About Our Client

Mid-sized investment management firm.

Job Description
  • To provide a proactive and technical service to the business on the interpretation and guidance of the FCA's rules (and any other relevant regulatory or legal issues that may apply);
  • To provide impact assessment and gap analysis for any new FCA initiatives;
  • Contribute to and take the lead in regulatory change and business change projects as required;
  • Local Consumer Duty and Product Governance Champion/SME for Compliance and Compliance lead for Vulnerable Customers;
  • Compliance lead for SMCR and TC;
  • Maintenance and improvement of Compliance policies in line with best practice and engagement with the business to ensure the embedding of said policies;
  • Coordinate and deliver Compliance training, including induction training.
The Successful Applicant

A successful Compliance Manager should have:

  • Ability to interpret complex regulations and relay them practically to the business.
  • Experience in interpretation and implementation of regulatory change within a business environment.
What\'s on Offer
  • Circa £75,000 equivalent salary, dependant on experience.
  • Opportunity to work within a structured and professional environment in London.
  • Chance to advance your career in the financial services industry.

If you are an experienced Compliance Manager looking to make an impact, we encourage you to apply for this exciting opportunity in London.

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* O salário de referência é obtido com base em objetivos de salário para líderes de mercado de cada segmento de setor. Serve como orientação para ajudar os utilizadores Premium na avaliação de ofertas de emprego e na negociação de salários. O salário de referência não é indicado diretamente pela empresa e pode ser significativamente superior ou inferior.

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