JR United Kingdom
JR United Kingdom
ZipRecruiter
ZipRecruiter
ZipRecruiter
A leading asset management firm in London is seeking an experienced Investment Risk & Compliance Specialist to advise on control improvements and provide compliance consultancy. The role involves engagement with stakeholders and developing compliance plans. Ideal candidates must have a strong background in compliance within investment management and excellent communication skills.
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Client:
Davies Talent Solutions
Location:
London (City of London), United Kingdom
Other
Yes
2
26.08.2025
10.10.2025
Our client, one of the UK’s largest asset managers with ambitions to double AUM, is looking to appoint an experienced Fund Compliance Specialist in a broad and rewarding role, covering both assurance and advisory activities.
Reporting directly to the Head of Risk & Compliance, the role will support the firm’s wider strategic ambitions, including through engagement in developing new propositions. This is an opportunity to join a dynamic and ambitious firm in a varied compliance role with exposure to senior stakeholders, both internally and externally.
You will:
The ideal candidate will have demonstrable compliance experience in the investment management sector, particularly in an ACD business, with deep knowledge of UCITS & COLL; strong understanding and experience of 2LoD compliance monitoring techniques and regulatory requirements, including investment principles, investment types, and portfolio liquidity; excellent communication skills, with an ability to influence, facilitate, and negotiate.
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.