lavori da Compliance Manager in località Regno Unito

Compliance Manager - Insurance Industry

£40k to £50k DOE

Must have an insurance background, no exceptions.

Working Hours: Monday to Friday, 9:00am to 5:30pm, with flexibility for the right candidate.

Are you an experienced compliance professional with a background in the financial and insurance services sector? Equation are recruiting for a Compliance Manager on behalf of a respected organisation specialising in financial and insurance services. This is an exciting opportunity to take ownership of compliance frameworks and processes while supporting a business committed to excellence and ethical practices.

As a Compliance Manager, you will oversee and maintain the organisation's compliance framework, ensuring adherence to industry regulations, including FCA requirements and the latest Consumer Duty standards. You'll play a key role in ensuring the business meets all regulatory obligations while contributing to its commitment to fair and ethical practices.

1. Review and update company policies to align with regulatory standards, including FCA regulations and Consumer Duty requirements.
2. Maintain a compliance monitoring plan, including annual reviews, version control, and regular audits.
3. Prepare and update reports, including the Consumer Duty Board Pack and Annual Compliance Report, tracking key metrics such as customer outcomes and regulatory breaches.
4. Conduct quality assurance checks on documentation and provide recommendations for improvement.
5. Manage regulatory reporting, track deadlines, and ensure timely submissions to the FCA.
6. Stay up to date with regulatory changes by attending webinars and monitoring updates from the FCA, ICO, and other regulatory bodies.
7. Handle audits, respond to requests, and provide due diligence on the organisation's compliance efforts.