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Errington Legal
Legal Compliance Manager
Job summary
A leading firm is seeking a proactive Compliance Manager to oversee all aspects of regulatory compliance. The role involves developing compliance policies, monitoring legal standards, leading investigations on client complaints, and delivering compliance training firm-wide. The ideal candidate will have substantial experience in the UK legal sector and a strong understanding of SRA Standards and regulations.
Qualifications
- Proven compliance experience in the UK legal sector.
- Strong understanding of SRA Standards, AML, GDPR, and related regulations.
Responsibilities
- Develop and maintain compliance policies and procedures.
- Monitor compliance with SRA Standards and AML laws.
- Lead the resolution of client complaints.
Skills
Legal Compliance Manager
Location: Leicestershire
Salary: Competitive, dependent on experience
Are you a proactive Compliance Manager looking to oversee and manage all aspects of regulatory compliance?
About the Role:
As Compliance Manager, you will play a pivotal role in ensuring the firm meets its obligations under the SRA Standards and Regulations, anti-money laundering (AML) legislation, data protection (GDPR), and other relevant frameworks. You will also lead the handling and resolution of client complaints, supporting a culture of compliance and risk awareness firm-wide.
Key Responsibilities:
- Develop, implement, and maintain firm-wide compliance policies and procedures
- Monitor compliance with SRA Standards, AML, GDPR, and financial crime prevention laws
- Lead investigation and resolution of client complaints in line with requirements
- Manage processes relating to professional negligence claims and liaise with insurers
- Conduct internal audits and compliance reviews
- Deliver training and guidance on compliance to staff at all levels
- Maintain compliance registers and support risk mitigation strategies
- Work collaboratively with the Operations Board and regulatory bodies
- Assist with professional indemnity insurance renewals and risk assessments
What We’re Looking For:
- Proven compliance experience in the UK legal sector
- Strong understanding of SRA Standards, AML, GDPR, and related regulations
- Exceptional attention to detail and strong organisational skills
- Confident communicator able to engage across all levels of the firm
If you’re passionate about compliance and want to contribute to a firm that values integrity and professionalism, we’d love to hear from you.
Contact: 07703832803
Email: JIsherwood@venngroup.com
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.
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