Legal Compliance Manager

Venn Group - Birmingham; East Midlands; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading firm is seeking a proactive Compliance Manager to oversee all aspects of regulatory compliance. The role involves developing compliance policies, monitoring legal standards, leading investigations on client complaints, and delivering compliance training firm-wide. The ideal candidate will have substantial experience in the UK legal sector and a strong understanding of SRA Standards and regulations.

Qualifications

• Proven compliance experience in the UK legal sector.
• Strong understanding of SRA Standards, AML, GDPR, and related regulations.

Responsibilities

• Develop and maintain compliance policies and procedures.
• Monitor compliance with SRA Standards and AML laws.
• Lead the resolution of client complaints.

Skills

Attention to detail

Organisational skills

Communication

Job description

Legal Compliance Manager

Location: Leicestershire

Salary: Competitive, dependent on experience

Are you a proactive Compliance Manager looking to oversee and manage all aspects of regulatory compliance?

About the Role:

As Compliance Manager, you will play a pivotal role in ensuring the firm meets its obligations under the SRA Standards and Regulations, anti-money laundering (AML) legislation, data protection (GDPR), and other relevant frameworks. You will also lead the handling and resolution of client complaints, supporting a culture of compliance and risk awareness firm-wide.

Key Responsibilities:

• Develop, implement, and maintain firm-wide compliance policies and procedures
• Monitor compliance with SRA Standards, AML, GDPR, and financial crime prevention laws
• Lead investigation and resolution of client complaints in line with requirements
• Manage processes relating to professional negligence claims and liaise with insurers
• Conduct internal audits and compliance reviews
• Deliver training and guidance on compliance to staff at all levels
• Maintain compliance registers and support risk mitigation strategies
• Work collaboratively with the Operations Board and regulatory bodies
• Assist with professional indemnity insurance renewals and risk assessments

What We’re Looking For:

• Proven compliance experience in the UK legal sector
• Strong understanding of SRA Standards, AML, GDPR, and related regulations
• Exceptional attention to detail and strong organisational skills
• Confident communicator able to engage across all levels of the firm

If you’re passionate about compliance and want to contribute to a firm that values integrity and professionalism, we’d love to hear from you.

Contact: 07703832803

Email: [e-mail]