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Prime Brokerage Operations & Controls Specialist
Job summary
A leading financial services firm in the UK is seeking an Associate for their Prime Brokerage team. This role involves processing payments, applying payment controls, and investigating reconciliations. Candidates should have experience with automation technologies and knowledge of market products. The position offers an opportunity for professional growth in a dynamic environment, with a requirement to obtain FINRA Series 99 certification within 12 months. Competitive salary and benefits are included.
Qualifications
- Experience using automation technologies to optimize systems and processes.
- Knowledge of market products, operating procedures, and relevant industry regulations.
- Strong time management and ability to deliver under pressure.
- Willingness to obtain FINRA licensing: SIE + Series 99.
Responsibilities
- Process payments and review incoming cash wires for clients.
- Apply and monitor payment controls, ensuring adherence to standards.
- Investigate and resolve cash and control breaks.
- Liaise with partners to resolve reconciliation issues.
Skills
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.