Compliance Manager jobs in United Arab Emirates

Job Purpose:
The Compliance manager will be responsible for the overall compliance with SCA (the Regulator) Rules & Regulations plus the Internal Group Policies and procedures.

Key Accountabilities:

1. Ensuring the brokerage company Compliance to SCA (Emirates Securities and commodities Authority) and the financial markets "DFM & ADX rules and regulations in addition to the internal policies and procedures.
2. Preparing the compliance manual and updating it as required for the new regulations and the new products.
3. Developing and updating the Obligation Register for the company. Developing and manage a risk-based Compliance Monitoring Program (CMP) for the full year.
4. Responsible for the FATCA & CRS implementation procedures, reviewing and reporting.
5. Responsible for the Risk based AML applicable regulations review and reporting with direct hands on the new UAE AML CFT regulations of 2018 & 2019.
6. Coordination and follow up for the regulator inspections and the adhoc requirements. Reviewing and sending the required reports for the financial brokerage firm to the designated regulator or financial market. Preparing, reporting and discussing the Quarterly compliance assurance review reports with the management and the board.
7. Reviewing new system projects and approving final production versions. Staff training for the new updates in the regulatory field.

Other Qualifications:

1. Minimum Qualifications: Bachelor Degree
2. Minimum Experience: 5 years
3. Language Skills: Arabic and English
4. Computers/ Systems /Software Skills: MS Office - Good computer skills, Excel Analytical Skills.
5. CISI Certificates: -UAE Rules & Regulations, Compating Financial Crime