Head of Compliance & Risk — FSRA/UK SMF16 Expert (Relocation)

Compliance Recruitment Solutions; Abu Dhabi; Hybrid; AED 200,000 - 300,000; Full time

Job summary

A leading Broker Dealer in Abu Dhabi is seeking a Head of Compliance & Risk to ensure compliance and risk oversight per ADGM/FSRA rules. Candidates should have at least 10 years of experience and must have held UK SMF 16 or CF 10 in investment banking or securities trading. The role offers a hybrid work model, tax-free salary, and additional benefits including relocation package and medical coverage. Ideal for experienced professionals looking for a dynamic environment in the UAE.

Benefits

Tax-free salary

Housing allowance

Private medical

Full relocation package

Annual return flights to the UK

Qualifications

• At least 10 years of experience in Financial Services Compliance.
• Previously held UK SMF 16 or CF 10.
• Strong product knowledge across Equities, Fixed Income, FX, and Funds.

Responsibilities

• Serve as the firm’s designated Head of Compliance and Risk under FSRA.
• Maintain compliance with FSRA Rulebooks and regulations.
• Establish and oversee the firm-wide Risk Management Framework.
• Provide compliance oversight across multiple asset classes.
• Report regularly to the Board and relevant committees.

Skills

Financial Services Compliance

Regulatory Oversight

Risk Management

Equities

Fixed Income

Foreign Exchange (FX)

Settlement Processes

Education

Graduate or relevant professional qualifications (ICA, CISI, ACAMS)

Job description

A leading Broker Dealer in Abu Dhabi is seeking a Head of Compliance & Risk to ensure compliance and risk oversight per ADGM/FSRA rules. Candidates should have at least 10 years of experience and must have held UK SMF 16 or CF 10 in investment banking or securities trading. The role offers a hybrid work model, tax-free salary, and additional benefits including relocation package and medical coverage. Ideal for experienced professionals looking for a dynamic environment in the UAE.