Regulatory Compliance Manager

Aventus; Sharjah; On-site; AED 120,000 - 200,000; Full time

Job summary

A reputable bank in the UAE is seeking a Regulatory Compliance Manager for a 6-month contract. The role involves leading compliance assessments, managing regulatory correspondence, and ensuring adherence to CBUAE regulations. The ideal candidate should possess a Bachelor’s degree, compliance certifications, and have at least 8 years of experience in banking, with a focus on regulatory compliance. Strong analytical and communication skills are crucial. This position offers an opportunity to work in a dynamic banking environment.

Qualifications

• Minimum 8 years of experience in banking or financial institutions.
• At least 5 years in regulatory compliance or similar functions.
• In-depth knowledge of CBUAE regulations and AML/CTF requirements.

Responsibilities

• Lead regulatory compliance assessments and assurance exercises.
• Manage regulatory correspondence and analyze impacts.
• Assist with regulatory examinations and maintain relationships with regulators.
• Prepare compliance reports for senior management.
• Develop and deliver training on regulatory compliance.

Skills

Regulatory compliance assessment

Analytical skills

Problem-solving

Communication skills

Organizational skills

Education

Bachelor’s degree in a relevant field

Compliance certifications (e.g., ACAMS)

Job description

Job Title

Regulatory Compliance Manager (6 Month Contract)

About the Role

We are seeking a highly skilled Regulatory Compliance Manager on a 6 month contract to join a reputable bank in the UAE. The successful candidate will support the Head of Regulatory Compliance in ensuring adherence to all regulatory requirements beyond Financial Crime Compliance, conducting assurance exercises, and liaising with regulatory bodies.

Key Responsibilities

• Lead regulatory compliance assessments and assurance exercises across the bank, including CBUAE key regulations
• Manage regulatory correspondence, review notices, analyze impact, and follow up with stakeholders on action items
• Assist with regulatory examinations and maintain positive relationships with regulators and authorities
• Maintain and update internal regulatory libraries, breach registers, and compliance trackers
• Prepare and present compliance reports to senior management and governance committees
• Provide regulatory advisory support to internal stakeholders and assist with FATCA/CRS obligations
• Develop training materials related to regulatory compliance and deliver ad hoc training as needed
• Ensure timely submission of regulatory reports and maintain documentation accuracy
• Perform other duties consistent with the role as assigned

Key Requirements

• Bachelor’s degree in a relevant field; compliance certifications (e.g., ACAMS) preferred
• Minimum 8 years of experience in banking or financial institutions, with at least 5 years in regulatory compliance or similar functions
• Experience in Audit or Legal departments is an advantage
• In-depth knowledge of CBUAE regulations and AML/CTF requirementsStrong analytical, problem-solving, and decision-making skills
• Excellent written and verbal communication skills
• Ability to work independently and as part of a team
• Highly organized with strong attention to detail