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Investment Compliance Analyst: Growth Role in London
Résumé du poste
A prominent investment management firm is seeking an Investment Compliance Analyst for their London office. The successful candidate will be responsible for implementing and reviewing compliance rules, monitoring daily pre and post-trade compliance, and managing operational risk issues. Candidates should have a minimum of 3 years’ experience in a compliance role within asset management, a relevant degree, and strong skills in communication, project management, and problem-solving. This position offers excellent growth potential in a distinctive investment management environment.
Qualifications
- Minimum 3 years’ experience in a compliance role within asset management.
- Self-driven, with excellent communication, project management and problem-solving skills.
- Excellent working knowledge of compliance rules and portfolio management.
Responsabilités
- Responsible for implementing and reviewing investment compliance rules and regulations.
- Oversee daily monitoring of pre and post trade compliance.
- Manage investment operational risk issues.
- Initiate enhancements to improve compliance framework efficiency.
Connaissances
Formation
* Le salaire de référence se base sur les salaires cibles des leaders du marché dans leurs secteurs correspondants. Il vise à servir de guide pour aider les membres Premium à évaluer les postes vacants et contribuer aux négociations salariales. Le salaire de référence n’est pas fourni directement par l’entreprise et peut pourrait être beaucoup plus élevé ou plus bas.