Investment Compliance Analyst: Growth Role in London

Mason Blake; Greater London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A prominent investment management firm is seeking an Investment Compliance Analyst for their London office. The successful candidate will be responsible for implementing and reviewing compliance rules, monitoring daily pre and post-trade compliance, and managing operational risk issues. Candidates should have a minimum of 3 years’ experience in a compliance role within asset management, a relevant degree, and strong skills in communication, project management, and problem-solving. This position offers excellent growth potential in a distinctive investment management environment.

Qualifications

• Minimum 3 years’ experience in a compliance role within asset management.
• Self-driven, with excellent communication, project management and problem-solving skills.
• Excellent working knowledge of compliance rules and portfolio management.

Responsibilities

• Responsible for implementing and reviewing investment compliance rules and regulations.
• Oversee daily monitoring of pre and post trade compliance.
• Manage investment operational risk issues.
• Initiate enhancements to improve compliance framework efficiency.

Skills

Compliance within asset management

Excellent communication skills

Project management skills

Problem-solving skills

Education

Degree in a relevant field

Job description

A prominent investment management firm is seeking an Investment Compliance Analyst for their London office. The successful candidate will be responsible for implementing and reviewing compliance rules, monitoring daily pre and post-trade compliance, and managing operational risk issues. Candidates should have a minimum of 3 years’ experience in a compliance role within asset management, a relevant degree, and strong skills in communication, project management, and problem-solving. This position offers excellent growth potential in a distinctive investment management environment.