Senior Manager – FAAS – Financial & Accounting Advisory
Primary Experience
- Minimum 7 years of experience in the banking sector environment.
- At least 4 years of experience within a prudential regulatory environment in Financial Services.
Regulatory Responsibilities
- Knowledge of banking and the prudential regulatory environment.
- Understanding of leading governance processes and controls to manage and monitor regulatory returns.
- Knowledge of and experience in banking regulations and risk management.
- Fully conversant in the Basel III framework at both a theoretical and practical level; up to date with best practice in regulatory reporting.
- Understanding of developments regarding the Basel framework reforms (beneficial).
- Understanding of current auditing techniques, specifically in respect of auditing regulatory returns.
Client Responsibilities
- Understand our service offerings and actively identify opportunities to better serve clients.
- Oversee consulting projects covering prudential requirements and/or risk-related aspects.
- Provide consulting and advisory support and insights to financial services clients around regulatory and prudential aspects, including support in conducting regulatory reporting audits as required by the SARB.
- Take a lead role in the consultation process for complex regulatory issues.
- Manage engagement economics and communicate significant issues, fees and estimates to partners.
- Assist partners with generating new business opportunities and building client networks and relationships.
- Build strong and long-term relationships with key client sponsors.
- Act as an ambassador of the firm in the market and with clients.
- Build strong internal relationships within the firm and across other services.
- Manage key components of multiple audit engagements including strategy, planning, risk assessment, team management, engagement economics and delivery of exceptional client service.
- Deliver audit work that will result in the highest quality results during Audit Quality Review or external regulatory review.
- Perform a detailed review of higher-risk areas to ensure technical accuracy and completeness, that sufficient and appropriate audit evidence is obtained and conclusions are appropriate.
- Identify and implement operational efficiencies across projects.
People Responsibilities
- Develop people through effectively supervising, coaching and mentoring all levels of staff.
- Conduct performance reviews and contribute to performance feedback for all levels of staff.
- Contribute to people initiatives including recruiting, retaining and training professionals.
- Contribute to the maintenance of an educational program to continually develop personal skills.
- Understand, follow and communicate workplace policies and procedures to all levels of staff.
- Develop personal profile and awareness of the firm's offerings in the marketplace.
Qualifications & Experience
- Minimum CA (SA) or CFA and/or FRM advantageous or any postgraduate risk qualification.
- Familiarity with SARB prudential requirements, such as Banks Act, Regulations and Basel framework.
- Experience in the Financial Services sector from either an auditing or consulting perspective.
- Minimum 4 years of post-article experience in engagement management, engagement execution and reporting, and client relationship building while serving clients in the banking/capital markets industry (including retail and business banking, commercial or investment banks, brokers/dealers, or similar institutions).
- Understanding of Quality & Risk Management procedures within an audit firm.
Why Should I Work for EY Africa?
- EY Audit Services gives organizations and their investors the confidence that the results they report give a true and fair picture of their business.
- As an audit professional at EY, you'll work in a high performing and inclusive environment that offers you great opportunities to develop an interesting and fulfilling career, wherever you are in the world.
- You'll work in multidisciplinary teams to handle complex issues and resolve challenges for leading companies.
- We'll support you in your professional development so you achieve your highest potential.
- At EY, we know it's your point of view, energy and enthusiasm that make the difference.