Senior Compliance Lead – Private Wealth & Finance

Sanlam; Gauteng; On-site; ZAR 500 000 - 700 000; Full time

Job summary

A prestigious wealth management firm in Gauteng seeks a Compliance Officer to assist in establishing and maintaining compliance functions. Ideal candidates should have 5-7 years in financial services, strong analytical abilities, and excellent communication skills. The role includes monitoring compliance with regulations, formulating policies, and conducting training. Full-time position offering growth opportunities in a dynamic environment.

Benefits

Opportunities for growth and development

Supportive work environment

Diversity and inclusion commitment

Qualifications

• 5 – 7 years compliance-related experience in financial services.
• Capable of registration as FAIS Compliance Officer and JSE Equity Compliance Officer.
• Member of the Compliance Institute of Southern Africa advantageous.

Responsibilities

• Assist in establishing a robust compliance function.
• Formulate and implement compliance policies and procedures.
• Monitor compliance with regulations and recommend enhancements.

Skills

Compliance experience

Financial markets knowledge

Analytical skills

Excellent communication

Time management

Education

B Com (Law) / LLB or similar degree

FSCA RE Exams

SAIFM Compliance certification

Tools

MS Office

FAIS E-Portal

JSE BDA system knowledge

Job description

A prestigious wealth management firm in Gauteng seeks a Compliance Officer to assist in establishing and maintaining compliance functions. Ideal candidates should have 5-7 years in financial services, strong analytical abilities, and excellent communication skills. The role includes monitoring compliance with regulations, formulating policies, and conducting training. Full-time position offering growth opportunities in a dynamic environment.