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Senior Analyst - Investment, Fiduciary & Pensions
Descrizione del lavoro
A leading recruitment firm in Scotland is seeking a Senior Analyst to oversee licensed firms and pension providers. This role involves supervising firms, preparing documentation, and liaising with industry professionals. The ideal candidate should have a background in fiduciary or compliance environments, possess strong analytical and communication skills, and be willing to pursue relevant qualifications. This position offers the opportunity to work at the heart of financial services regulation.
Competenze
- Experience in fiduciary, investment, pensions or compliance environment.
- Willingness to study towards qualifications like STEP, ICA, CISI, or ICSA.
- Attention to detail and good judgement are essential.
Mansioni
- Supervising firms using the PRISM risk-based supervisory framework.
- Preparing documentation including risk memos and internal updates.
- Liaising with licensees and other divisions within the Commission.
Conoscenze
Formazione
Job Ref: LF40539
Working as part of a collaborative and multi-disciplinary supervisory team, the successful candidate will contribute to the oversight of a broad range of licensed firms and pension providers. This role offers a chance to work at the heart of financial services regulation while gaining exposure to thematic reviews, risk assessments and policy initiatives.
- Supervising firms using the PRISM risk-based supervisory framework.
- Reviewing financial returns, business risk assessments and periodic reports submitted by licensees.
- Contributing to on-site inspections, file reviews and thematic supervisory work.
- Preparing clear and concise documentation, including risk memos and internal updates.
- Assisting with the review of applications for licences, approvals or variations.
- Supporting internal governance and reporting processes.
- Liaising with licensees, industry professionals and other divisions within the Commission.
- Participating in consultations, regulatory projects or policy development initiatives.
- Maintaining awareness of sector-specific risks and regulatory developments.
The ideal candidate will have experience in a fiduciary, investment, pensions or compliance environment, or within another regulatory or legal role. Strong analytical, communication and organisational skills are essential. A relevant professional qualification (or willingness to study towards one) such as STEP, ICA, CISI or ICSA is desirable. The successful candidate will demonstrate attention to detail, good judgement and a commitment to upholding regulatory standards in a dynamic and evolving sector.
For a full job description or further information on this role please call 711188, or email jobs@leapfrogjobs.com.
If you wish to apply for this role, please submit your CV via the Apply Now button below.
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