Senior Compliance & Risk Auditor (Banking)

Bank Of Taiwan South Africa Branch; Johannesburg; On-site; ZAR 300 000 - 400 000; Full time

Job summary

A bank branch in South Africa is looking for a Compliance Officer to report to the Chief Compliance Officer. This role involves assessing regulatory compliance, conducting audits, and engaging with various stakeholders. Ideal candidates must have a university degree and at least 2 years of experience in compliance monitoring, along with regulatory qualifications. Skills in analytical thinking, organization, and effective communication are essential. Full-time employment offered at a mid-senior level within a dynamic banking environment.

Qualifications

• At least 2 years' experience in regulatory / compliance monitoring.
• With one or more qualification of regulator: FSCA, FIC, or related certifications.

Responsibilities

• Assess and evaluate compliance with laws and regulations.
• Conduct and manage policy and compliance audits.
• Engage with stakeholders to understand business needs.
• Execute the annual compliance risk‑based program.
• Monitor compliance risks and state of compliance.
• Draft assurance reports and departmental communications.
• Provide compliance advice and early detection of risks.
• Maintain records and compliance documentation.
• Foster compliance culture through training.

Skills

Analytical skills

Numerical skills

Planning and organisational skills

Communication skills

Teamwork

Multitasking

Education

University degree or above (B-com, LLB or relevant majors)

Job description

A bank branch in South Africa is looking for a Compliance Officer to report to the Chief Compliance Officer. This role involves assessing regulatory compliance, conducting audits, and engaging with various stakeholders. Ideal candidates must have a university degree and at least 2 years of experience in compliance monitoring, along with regulatory qualifications. Skills in analytical thinking, organization, and effective communication are essential. Full-time employment offered at a mid-senior level within a dynamic banking environment.