Compliance Officer | Johannesburg, Gauteng | Permanent

PSG Wealth Menlyn; Johannesburg; On-site; ZAR 300,000 - 540,000; Full time

Job summary

A financial services firm in Johannesburg is seeking a Category I Compliance Officer to oversee compliance adherence and implement relevant legislation. Candidates must have a relevant qualification, experience in the financial services industry, and be a registered FSCA Compliance Officer. This role involves compiling reports, managing compliance projects, and maintaining compliance procedures. Ideal for individuals with strong communication skills and ability to work independently.

Qualifications

• 3 - 4 years compliance experience in the financial services industry.
• Knowledge of FICA, FAIS and relevant legislation.
• Own transport and valid driver’s licence.

Responsibilities

• Compile compliance and statistical reports.
• Ensure implementation of compliance risk management.
• Monitor primary legislation impacting the business.
• Review marketing material according to regulations.

Skills

Interpersonal skills

Communication skills

Report writing skills

Client relationship building

Education

B Com Law or LLB

RE 1 Certificate

Registered FSCA Compliance Officer (CAT 1)

Tools

MS Office

Job description

Overview

PSG is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence.

PSG's commitment to transform and embrace diversity is what drives us to achieve a diverse workplace with employment equity as a key goal to create an inclusive workforce. In achieving our employment equity goals, we give preference to applicants from designated groups, and we encourage people with disability to apply.

Responsibilities

• Compiling of compliance and statistical reports to the business, clients and regulators
• Ensure compliance implementation and maintenance of the compliance risk management and monitoring plan
• Monitoring of the primary legislation impacting the business
• Analyse, interpret and implement new legislation
• Review of all marketing material in accordance with Board Notice 92
• Address compliance queries from the business
• Managing compliance projects from start to finish
• Ensure the application of the TCF outcomes
• Maintain FAIS compliance procedures and manuals
• Maintaining the key individual / representative register
• Monitoring and reporting on all FAIS matters to the business and the regulator

Minimum requirements

• Relevant qualification such as B Com Law or LLB
• Must be a registered and FSCA Compliance Officer (CAT 1), preferably CAT II
• RE 1 Certificate
• 3 - 4 years compliance experience in the financial services industry
• Knowledge of FICA, FAIS and relevant legislation, regulations and rules
• Relevant knowledge, skills and corporate compliance experience
• Own transport and valid driver’s licence as travel component to Adviser offices
• Computer literate in MS Office

Competencies required

• Interpersonal, communication and report writing skills
• Ability to work independently and as part of team
• Ability to operate in a high-performance environment at different levels
• Client relationship building skills.

How to apply

Candidates interested must apply here by no later than 19 September 2025 OR browse available PSG Careers vacancies http://bit.ly/3bD2iAk.

By submitting your application, you are giving PSG Financial Services implicit consent to the storage and processing of your personal information. If you are not contacted within 4 weeks of your application, please accept that your application was not successful. For more information about careers at PSG, visit https://www.psg.co.za/careers