Manager Security jobs in Singapore
Vice President, Securities and Global Markets Oversight
Job summary
A major financial institution in Singapore is seeking a Compliance Officer to monitor and ensure compliance with AML regulations and internal policies. The role involves collaboration with various departments to maintain consistency in compliance measures and adherence to regulations. Ideal candidates will have a strong background in AML and compliance within the financial sector, alongside excellent communication and stakeholder management skills.
Qualifications
- Experience in AML and compliance regulations related to securities and capital markets.
- Ability to navigate multiple organizations effectively.
- Detail-oriented with strong collaboration skills.
Responsibilities
- Ensure consistency in compliance and AML policies.
- Advise on group policies and coordinate with departments.
- Monitor compliance requirements across entities.
Skills
- Working closely with the bank’s and securities company’s compliance and AML teams, integration of bank and securities compliance and AML policies and procedures to ensure consistency.
- Oversight of group securities company compliance from the perspective of the ultimate parent company.
- Advising on group policies and procedures, and co-ordinating with relevant departments to ensure compliance with Japanese laws, including in the development of products and services and joint marketing activities
- Monitoring and testing to ensure compliance with compliance and AML requirements by employees who are in dual-hatting capacity or acting in collaboration across entities
- Collaborate with relevant departments of the bank’s Head Office and parent company.
- Sound knowledge and experience in AML and compliance regulations in relating to securities and capital and global markets products, including the Securities & Futures and Financial Advisers’ Acts is essential
- Good communications skills, with ability to navigate multiple organizations and find common ground
- Meticulous and detailed
- Collaborative, and team oriented
- Strong stakeholder management skills
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.