Vice President, Securities and Global Markets Oversight (Compliance Department)

Sumitomo Mitsui Banking Corporation; Singapore; On-site; SGD 70,000 - 100,000; Full time

Job summary

A major financial institution in Singapore is seeking a Compliance Officer to monitor and ensure compliance with AML regulations and internal policies. The role involves collaboration with various departments to maintain consistency in compliance measures and adherence to regulations. Ideal candidates will have a strong background in AML and compliance within the financial sector, alongside excellent communication and stakeholder management skills.

Qualifications

• Experience in AML and compliance regulations related to securities and capital markets.
• Ability to navigate multiple organizations effectively.
• Detail-oriented with strong collaboration skills.

Responsibilities

• Ensure consistency in compliance and AML policies.
• Advise on group policies and coordinate with departments.
• Monitor compliance requirements across entities.

Skills

Knowledge of AML and compliance regulations

Strong communication skills

Attention to detail

Collaborative and team-oriented

Stakeholder management

Job description

Job Responsibilities

• Working closely with the bank’s and securities company’s compliance and AML teams, integration of bank and securities compliance and AML policies and procedures to ensure consistency.
• Oversight of group securities company compliance from the perspective of the ultimate parent company.
• Advising on group policies and procedures, and co-ordinating with relevant departments to ensure compliance with Japanese laws, including in the development of products and services and joint marketing activities
• Monitoring and testing to ensure compliance with compliance and AML requirements by employees who are in dual-hatting capacity or acting in collaboration across entities
• Collaborate with relevant departments of the bank’s Head Office and parent company.

Job Requirements

• Sound knowledge and experience in AML and compliance regulations in relating to securities and capital and global markets products, including the Securities & Futures and Financial Advisers’ Acts is essential
• Good communications skills, with ability to navigate multiple organizations and find common ground
• Meticulous and detailed
• Collaborative, and team oriented
• Strong stakeholder management skills