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Compliance Consultant
Compliance Consultant
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Community Teacher
Compliance Consultant
Sei unter den ersten Bewerbenden.
JR United Kingdom
Greater London
GBP 50.000 - 70.000
Sei unter den ersten Bewerbenden.
Vor 5 Tagen
Jobbeschreibung
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We are working with a leading compliance consultancy firm that provides expert regulatory support to IFA Firms across the UK. They are seeking an experienced Compliance Consultant with a strong compliance background in the IFA sector. The successful candidate will provide advice and guidance to IFA firms on regulatory requirements, helping them meet their compliance obligations effectively.
Role & Responsibilities:
- Provide compliance support and guidance to IFA firms, ensuring adherence to FCA regulations.
- Conduct file reviews, audits, and risk assessments to identify areas for improvement.
- Assist with regulatory reporting, policy updates, and procedural reviews.
- Deliver training sessions and workshops on compliance best practices.
- Keep up to date with regulatory changes and communicate key updates to clients.
- Support firms in responding to FCA queries and preparing for regulatory inspections.
- Develop and maintain strong client relationships, acting as a trusted compliance partner.
Do you have the following to apply?
- Qualified to Level 4 Diploma in Financial Planning (or equivalent).
- Previous compliance experience within the wealth management/IFA space.
- Previous compliance experience working for a compliance consultancy firm would be hugely beneficial.
Due to the high volume of applications received, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.
* Der Gehaltsbenchmark wird auf Basis der Zielgehälter bei führenden Unternehmen in der jeweiligen Branche ermittelt und dient Premium-Nutzer:innen als Richtlinie zur Bewertung offener Positionen und als Orientierungshilfe bei Gehaltsverhandlungen. Der Gehaltsbenchmark wird nicht direkt vom Unternehmen angegeben. Er kann deutlich über bzw. unter diesem Wert liegen.
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