Compliance Officer jobs in United States

JOB PURPOSE

Review and ensure that anti-money laundering (AML) policies, procedures, and controls comply with all applicable laws and regulations, with a focus on SCA regulatory scope. Review account opening documentation and client onboarding due diligence checks in accordance with KYC procedures and requirements. Update the AML manual based on the AML Module and Internal Rules. Design and deliver training for business and functional teams. Review audit findings and evaluate the business's corrective action plans.

KEY ACCOUNTABILITIES:

• Oversee AML and counter-terrorist financing (CTF) frameworks to protect FAB Asset Management's reputation and integrity.
• Ensure compliance with regulatory requirements.
• Conduct quality testing to identify process deficiencies, enhance reporting, and recommend corrective actions to meet regulatory and audit standards.
• Collaborate with internal partners to respond to escalated matters appropriately.
• Monitor and disseminate AML and compliance regulation and policy changes.
• Manage regulatory reporting requirements.
• Oversee compliance systems such as customer screening, transaction screening, and AML monitoring.
• Maintain and update AML policies, procedures, and controls.

#LI-SD1

Qualifications :

• Strong knowledge of AML and counter-terrorist financing laws, regulations, compliance frameworks, and risk management practices, with certification from a recognized regulatory body.
• Robust understanding of legal and regulatory compliance.
• Excellent written and verbal communication skills.
• Good understanding of AML risks, including higher risk geographies, industries, and products.
• Proven ability to develop and implement AML and compliance policies, procedures, and internal controls.
• Minimum of 8 years of experience in a Compliance AML unit.

Remote Work : No

Employment Type : Full-time