Strategic Compliance Lead - Financial Services (CAT II)

The Recruitment Council; Midrand; On-site; ZAR 300 000 - 600 000; Full time

Job summary

An established industry player is seeking a dedicated Category II Compliance Officer to enhance their compliance framework. This role involves ensuring adherence to legislative regulations and maintaining quality assurance across various financial services. You will be responsible for developing compliance strategies, investigating potential breaches, and conducting audits to uphold the highest standards of compliance. If you have a strong background in compliance within the financial services sector and possess excellent interpersonal and communication skills, this is a fantastic opportunity to make a significant impact in a dynamic environment.

Qualifications

• 3-5 years of compliance experience in financial services required.
• In-depth knowledge of FICA, FAIS, and relevant legislation is essential.

Responsibilities

• Develop and maintain a compliance framework with stakeholders.
• Identify and investigate compliance breaches and areas of concern.
• Conduct compliance audits and report findings.

Skills

Interpersonal Skills

Communication Skills

Report Writing Skills

Client Relationship Building

Teamwork

Independence

Education

BCom Law or equivalent

Registered FSCA Compliance Officer (CAT II)

RE 1 and RE 3 certifications

Tools

MS Office

Job description

An established industry player is seeking a dedicated Category II Compliance Officer to enhance their compliance framework. This role involves ensuring adherence to legislative regulations and maintaining quality assurance across various financial services. You will be responsible for developing compliance strategies, investigating potential breaches, and conducting audits to uphold the highest standards of compliance. If you have a strong background in compliance within the financial services sector and possess excellent interpersonal and communication skills, this is a fantastic opportunity to make a significant impact in a dynamic environment.