Senior Compliance Officer — Financial Services Risk

Sanlam Limited; Johannesburg; On-site; ZAR 400 000 - 600 000; Full time

Job summary

A major financial services provider in Johannesburg seeks a Compliance Officer who will analyze regulations, develop compliance management plans, and conduct training. The ideal candidate holds a legal or commercial degree and has 1-3 years of experience in the financial services sector. This position emphasizes a thorough understanding of compliance risk management and offers opportunities for professional growth within a diverse environment.

Qualifications

• 1-3 years experience as a Compliance Officer in the Financial Services Industry.
• Ability to manage people and processes effectively in non-compliance instances.
• Thorough understanding of the regulatory requirements impacting businesses.

Responsibilities

• Analyse and interpret regulation and legislation using a risk-based approach.
• Develop and implement Compliance Risk Management Plans (CRMPs).
• Provide training on regulatory requirements to channels.

Skills

Knowledge of the financial services industry

Compliance risk management knowledge

Report writing skills

Communication and presentation skills

Education

Legal or commercial degree

Compliance qualification (PG Diploma in Compliance Management)

Admission as an attorney of a High Court

Job description

A major financial services provider in Johannesburg seeks a Compliance Officer who will analyze regulations, develop compliance management plans, and conduct training. The ideal candidate holds a legal or commercial degree and has 1-3 years of experience in the financial services sector. This position emphasizes a thorough understanding of compliance risk management and offers opportunities for professional growth within a diverse environment.