10,000+

Compliance jobs in United Kingdom

Trainee Financial Advisor: Full Training & Client Bank

Tempest Jones Recruitment

Sheffield
On-site
GBP 25,000 - 35,000
Today
Be an early applicant
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Trainee Financial Advisor

Tempest Jones Recruitment

Sheffield
On-site
GBP 25,000 - 35,000
Today
Be an early applicant

School Finance Officer: Budget, Payroll & Compliance

Marchant Recruitment

Reading
On-site
GBP 80,000 - 100,000
Today
Be an early applicant

Global Tax Manager for High-Net-Worth Clients

Regal Executive Search

City Of London
On-site
GBP 70,000 - 90,000
Today
Be an early applicant

L1 Security Analyst (L1 安全分析專員)

Logicalis

Thatcham
On-site
GBP 25,000 - 35,000
Today
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Housekeeping Assistant - Ipswich

The Disabilities Trust

Burgess Hill
On-site
GBP 10,000 - 40,000
Today
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Environmental Lead - Civil & Infrastructure (Midlands/North)

Navartis

Rotherham
Hybrid
GBP 61,000 - 68,000
Today
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Senior Quality Manager – Print & Packaging

Harrison Scott Associates

South Yorkshire
On-site
GBP 34,000 - 40,000
Today
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Loft Insulation Installer — Build Greener Homes

Correct Contract Services

Thatcham
On-site
GBP 25,000 - 30,000
Today
Be an early applicant

Business Admin Apprenticeships Teacher / Assessor

Waltham Forest College

Walthamstow
On-site
GBP 17,000 - 27,000
Today
Be an early applicant

Loft Insulation Installer - Overtime Available

Correct Contract Services

Thatcham
On-site
GBP 25,000 - 30,000
Today
Be an early applicant

Senior Commissioning Lead for Oil & Gas Projects

Adler & Allan

Chichester
On-site
GBP 65,000 - 85,000
Today
Be an early applicant

Maintenance Technician — Nursing Home (Full-Time, On-Call)

Towerview Care

Sandwell
On-site
GBP 40,000 - 60,000
Today
Be an early applicant

Term-Time School Kitchen Manager & Team Lead

WSH Group

Northampton
On-site
< GBP 28,000
Today
Be an early applicant

Lead Azure Data Consultant

KPMG UK

Nottingham
Hybrid
GBP 60,000 - 80,000
Today
Be an early applicant

Global Health & Safety Leader — Strategy & Culture

Newly Weds Foods

Ossett
On-site
GBP 40,000 - 60,000
Today
Be an early applicant

Senior Refrigeration Design Engineer

WR HVAC | MEP

Southampton
On-site
GBP 51,000 - 60,000
Today
Be an early applicant

Refrigeration Design Engineer

WR HVAC | MEP

Southampton
On-site
GBP 51,000 - 60,000
Today
Be an early applicant

Design Manager

Nscale

Southampton
Hybrid
GBP 70,000 - 90,000
Today
Be an early applicant

Social Worker – Child Protection – Burton on Trent

Liquid Personnel

Burton upon Trent
Hybrid
GBP 40,000 - 60,000
Today
Be an early applicant

Part-Time School Kitchen Hero: Grow with a Caring Team

Chartwells - Main

Guildford
On-site
GBP 10,000 - 40,000
Today
Be an early applicant

Residential Home Manager

Domus Recruitment

Ormskirk
On-site
GBP 35,000 - 55,000
Today
Be an early applicant

QA Auditor 2: Clinical Research Compliance & CAPA Lead

IQVIA

England
On-site
GBP 35,000 - 50,000
Today
Be an early applicant

Aseptic Training Coordinator

Baxter

Packmoor
On-site
GBP 60,000 - 80,000
Today
Be an early applicant

Legal Cashier Manager | Team Leadership & Compliance

Carey Olsen Group Services

England
On-site
GBP 45,000 - 60,000
Today
Be an early applicant

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Similar jobs:

Risk And Compliance jobsCompliance Officer jobsCompliance Manager jobs
Trainee Financial Advisor: Full Training & Client Bank
Tempest Jones Recruitment
Sheffield
On-site
GBP 25,000 - 35,000
Full time
Today
Be an early applicant

Job summary

A leading financial planning firm in Sheffield is looking for a Trainee Financial Advisor. This role offers full training and support to gain adviser status while managing an established client bank. Ideal candidates will have a Level 4 Diploma in Regulated Financial Planning and experience in a related role. The firm emphasizes building relationships with clients and compliance, providing services in investments, pensions, and protection. It's a great opportunity to start your career in financial advice.

Benefits

Retention and business quality-related bonuses
Support to gain chartered status

Qualifications

  • Proven experience in financial planning related roles such as Paraplanning or banking advisor.
  • Confidence in face-to-face and telephone interactions.
  • Ability to build trusted relationships with clients.

Responsibilities

  • Provide advice across investments, pensions, IHT, and protection.
  • Conduct face-to-face, virtual, and telephone appointments with clients.
  • Handle a loyal client bank with the support of an administration team.

Skills

Communication skills
Relationship building
Compliance
Client management

Education

Level 4 Diploma in Regulated Financial Planning
Job description
A leading financial planning firm in Sheffield is looking for a Trainee Financial Advisor. This role offers full training and support to gain adviser status while managing an established client bank. Ideal candidates will have a Level 4 Diploma in Regulated Financial Planning and experience in a related role. The firm emphasizes building relationships with clients and compliance, providing services in investments, pensions, and protection. It's a great opportunity to start your career in financial advice.

* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.