Data Regulatory Execution Lead - Senior Vice President

Citi; Mississauga; On-site; CAD 145,000 - 218,000; Full time

Job summary

A leading global bank in Mississauga is seeking a Senior Tech Lead to manage complex regulatory remediation efforts. This individual will validate the remediation processes, ensure compliance with auditors, and support the Regulatory Execution team. Candidates should possess over 10 years of experience in technology risk and internal audit. The position offers a competitive salary range of $145,100.00 - $217,700.00 and is full-time.

Qualifications

• 10+ years of experience in a related role within technology risk and control or internal audit.
• Ability to evaluate effectiveness of corrective action to address root causes.
• Clear and concise written and verbal communication.

Responsibilities

• Manage complex remediation committed to regulators.
• Support professional development and manage a budget.
• Ensure appropriate documentation for new processes and controls.

Skills

Technology risk management

Internal audit

Communication skills

Stakeholder management

Education

Bachelor’s degree

Master’s degree preferred

Job description

Overview

Citi, the leading global bank, has approximately 200 million customer accounts and operates in more than 160 countries and jurisdictions. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi’s Mission and Value Proposition explain what we do and Strategy explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients’ and the public’s trust by adhering to the highest ethical standards and making a positive impact on the communities we serve.

Position

The IT Project Senior Tech Lead is a senior position responsible for managing complex and critical remediation committed to the regulators. The objective is to validate how regulatory concerns are remediated to deliver sustainable solutions, produce comprehensive documentation to evidence how concerns reported by the regulators are remediated to drive positive change or reduce risk. Documentation will be subject to Quality Control review, IA testing and review by regulators. This individual will support the Regulatory Execution team in their interaction with stakeholders (business, functions, technology, data), Quality Control, and Internal Audit to ensure timely completion of quality review deliverables. This Regulatory Execution role is for an individual contributor within a global risk and controls profession with Technology risks and control understanding, specifically to independently assess business automated and IT General controls testing to ensure Citi addresses Consent Order programs and related Regulatory Business Critical Milestones (RBCM) and demonstrate strong risk and controls principles.

Key Responsibilities

• RBCM Validation:
  • Independently perform reviews on the design and operating effectiveness testing of Business Automated controls and IT General controls, specifically around:
    • System Development Life Cycle (SDLC) or change management process
    • New Application functionality/enhancement process
    • System Decommissioning process
  • Support professional development, build effective teams and manage a budget
  • Pro-actively advise stakeholders on remediation approaches
  • Identify solutions for complex and unique control issues using judgement and analysis
• Timely escalation of delays or potential unsuccessful validations
• Ensure appropriate documentation and change management for newly implemented processes and controls
• Collect and validate risk reduction metrics

• Internal Audit/QC Interaction:
  • Perform/support documentation review prior to QC and IA
  • Partner with QC and transformation teams for review and challenge
  • Lead discussions with IA to manage expectations and pre-review closure material
  • Ensure issues raised by QC/IA are resolved and cleared prior to RBCM due date
  • Host ongoing calls with QC/IA to manage expectations and pre-review closure material
  • Lead in committee and process administration, including gathering updates and creating meeting decks, monitoring risks, issues, and escalations

• General:
  • Support planning, directing and coordination of day-to-day activities
  • Identify and support governance stakeholders as subject-matter-expert
  • Support implementation of standards, procedures, and governance processes for quality review protocols
  • Demonstrate acommitment to continuous improvement and innovation in validation processes
  • Support other team members

Qualifications

• 10+ years of experience in a related role within technology risk and control or internal audit
• Ability to evaluate effectiveness of corrective action to address root causes
• Proven ability to manage concurrent assignments and deliver high-quality work within strict deadlines
• Demonstrated ability to implement continuous improvement and innovation in audit tools and techniques
• Clear and concise written and verbal communication
• Ability to build strong relationships at various levels
• Effective influencing and negotiating skills

Education

• Bachelor’s degree/University degree or equivalent experience
• Master’s degree preferred

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Job Family Group: Technology

Job Family: Technology Project Management

Time Type: Full time

Primary Location Full Time Salary Range: $145,100.00 - $217,700.00

Most Relevant Skills

Please see the requirements listed above.

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

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