Auditor

LanceSoft Inc; Toronto; Hybrid; CAD 90,000 - 120,000; Full time

Job summary

A financial services organization in Toronto is seeking a Senior Audit Manager to lead audits across Canadian Banking. The ideal candidate will have extensive retail banking experience and proficiency in data analytics tools like Alteryx, PowerBI, and Python. Key responsibilities include executing high-impact audits, assessing internal controls, and presenting audit findings to stakeholders. This hybrid role allows for flexible working arrangements, with opportunities to significantly influence risk management and control practices.

Qualifications

• 8+ years of experience in Retail Banking, Audit, or related functions.
• 7+ years of experience with regulatory obligations and financial controls.
• 5+ years of experience with AML Testing knowledge.
• Proficiency in data analytics or visualization tools.
• Strong audit process and methodology knowledge.

Responsibilities

• Lead and execute high impact audits across Canadian Banking.
• Assess First Line controls and use data analytics for evaluations.
• Identify control weaknesses and present findings to management.
• Document audit work in accordance with Internal Audit methodology.
• Collaborate with other audit teams and track remediation of issues.

Skills

Retail Banking Expertise

Data Analytics

Regulatory Knowledge

Audit Methodology

AML Testing

Education

University degree in business, finance, economics, accounting, or related field

Professional designations (CPA, CIA, etc.)

Tools

Alteryx

PowerBI

Python

Job description

Location

Location: 44 King Street W
Hybrid/Remote: Hybrid – 3 days in office (Flexibility available) No specific days
Extension or Conversion to FTE: Possibility for extension, No FTE
Possibility for OT: No
Standard hours – Monday to Friday: 9am-5pm

Story Behind the Need (Reason for Hiring)

Internal Audit (3rd Line of Defence) is strengthening its Canadian Banking audit coverage to ensure robust, independent assurance over internal controls, risk management, and governance processes. The team requires a Senior Audit Manager with deep retail banking expertise, strong data analytics capability, and the ability to provide high quality insights to keep the Bank safe and compliant.

Project

Execution of the annual audit plan for Canadian Banking, including audits of retail lending, deposits, operations, regulatory obligations (FCAC, Bank Act), SOX controls, and related risk areas.

Candidate Value Proposition

The successful candidate will have the opportunity to:

• Lead and execute high impact audits across Canadian Banking.
• Provide independent assurance and insights that directly influence risk management and control effectiveness.
• Work with senior stakeholders across the Bank, building strong relationships and visibility.
• Apply and expand data analytics skills using tools such as Alteryx, PowerBI, and Python.
• Contribute to a dynamic, innovative, and trusted audit function recognized for industry leading practices.
• Gain exposure to a wide range of retail banking products, operations, and regulatory frameworks.

Typical Day in Role

• Execute assigned audit activities independently, ensuring work meets department standards.
• Assess First Line controls across financial controls, regulatory obligations, policies, underwriting, systems, and fraud management.
• Use data analytics to evaluate control effectiveness and support audit conclusions.
• Identify control weaknesses, determine root causes, and prepare clear, concise audit findings.
• Present findings and progress updates to management.
• Document audit work in accordance with Internal Audit methodology and IIA standards.
• Collaborate with other audit teams and participate in special projects as required.
• Track and validate remediation of audit issues.
• Build and maintain strong relationships with auditees and business line partners.
• Work in an agile, fast paced environment with shifting priorities and deadlines.

Candidate Requirements / Must Have Skills

1. 8+ years of experience in Retail Banking, Audit, Regulatory bodies, or related functions, with deep knowledge of lending and deposit products.
2. 7+ years of experience with regulatory obligations (FCAC, Bank Act) and financial controls (SOX).
3. 5+ years of experience with AML Testing knowledge
4. Proficiency in data analytics or visualization tools (Alteryx, PowerBI, Python).
5. Strong audit process and methodology knowledge.

Nice to Have Skills

1. Accounting or professional designations (CPA, CIA, etc.).
2. Experience in First Line testing, QAR, Compliance, or similar functions.
3. Experience presenting to large stakeholder groups.

Education & Certificates

• University or post secondary degree in business, finance, economics, accounting, or related field.
• Professional designations (CPA, CIA, etc.) considered an asset.

Best vs. Average Candidate

Top candidate will have/be someone who:

• Brings deep retail banking expertise across lending, deposits, and retail operations.
• Strong experience with AML Testing knowledge
• Demonstrates strong command of regulatory requirements and SOX controls.
• Uses data analytics confidently to enhance audit quality and insights.
• Writes and presents with clarity, precision, and influence.
• Operates independently with strong judgment and accountability.
• B uilds trust quickly with stakeholders and navigates complex conversations effectively.
• Shows initiative, curiosity, and the ability to adapt in a dynamic audit environment.
• Balances technical audit rigor with strong soft skills and business acumen.