Senior Regulatory Compliance Lead, Financial Services

New World Personnel Consultants; Durban; On-site; ZAR 300 000 - 400 000; Full time

Job summary

A leading recruitment agency seeks a Senior Regulatory Compliance Manager in Durban. The role involves managing regulatory compliance, providing guidance on adherence to laws, and training stakeholders. Candidates must hold an LLB degree, be an admitted attorney, and have 5-7 years of experience in regulatory compliance, with at least 3 years in a managerial role, preferably in financial services. Salary is market-related for a senior position.

Qualifications

• 5-7 years' experience in regulatory compliance.
• 3 years' experience in a managerial role, preferably in financial services.
• In-depth understanding of legislation such as NCA, FAIS Act, and POPIA.

Responsibilities

• Identify and manage all regulatory requirements.
• Ensure compliance with laws and regulations.
• Conduct compliance training for stakeholders.
• Report on compliance risks and issues.
• Assist in filing regulatory reports.

Skills

Regulatory compliance practices

Advice and guidance

Stakeholder management

Regulatory risks assessment

Training on compliance

Education

LLB Degree

Admitted Attorney

Member of the Compliance Institute of SA

RE5 Accredited

Job description

A leading recruitment agency seeks a Senior Regulatory Compliance Manager in Durban. The role involves managing regulatory compliance, providing guidance on adherence to laws, and training stakeholders. Candidates must hold an LLB degree, be an admitted attorney, and have 5-7 years of experience in regulatory compliance, with at least 3 years in a managerial role, preferably in financial services. Salary is market-related for a senior position.