Regulatory Solutions Analyst - Judicial Orders

Nubank; Ciudad de México; Presencial; MXN 400,000 - 600,000; Jornada completa

Descripción de la vacante

A leading digital bank in Mexico seeks a detail-oriented individual for a Regulatory Compliance role. Responsibilities include managing communications with regulatory authorities and ensuring compliance with policies. Candidates should have a Bachelor's degree in Law and experience with SITI AA. This position offers competitive benefits, including health insurance and paid vacation.

Servicios

Health and life insurance

Food card

17 days of paid vacation with 25% vacation bonus

Holiday Bonus of 30 days of pay per year

Mental health and wellness assistance program

Language learning program

Extended maternity and paternity leaves

Equity at Nubank

Formación

• Previous experience in management of SITI AA.
• Ability to meet deadlines and adapt to changes.
• Good oral and written communication skills in Spanish/English.

Responsabilidades

• Support team monitoring CNBV requests.
• Control and timely download of digital requirements.
• Manage operational workflows for Judicial orders.

Conocimientos

Detail-oriented

Diligent

Organized

Proactive

Effective communication

Educación

Bachelor's Degree in Law or related

Herramientas

Excel

SQL

Python

Descripción del empleo

About Nubank

Nubank was founded in 2013 to free people from a bureaucratic, slow and inefficient financial system. Since then, through innovative technology and outstanding customer service, the company has been redefining people's relationships with money across Latin America. With operations in Brazil, Mexico, and Colombia, Nubank is today one of the largest digital banking platforms and technology-leading companies in the world.

About the role

Ensure Nubank's sustainable growth by complying with regulatory requirements regarding financial secrecy and responding to requests from authorities, challenging the status quo by:

• Responding to any official communication from the CNBV (National Banking and Securities Commission) related to requests for information, documentation, freezing and unfreezing of accounts related to Nubank customers that may be requested by the competent fiscal, administrative, and judicial authorities.

• Managing and administering the list of blocked individuals at the entity.

Being diligent, flexible, and resilient, in accordance with Nu's principles!

To that end, our Judicial Orders team is responsible for supporting and executing all front-line defense operational routines related to official communications from the CNBV.

Typical responsibilities

• Support the team responsible for attention and monitoring requirements received through the portal of the Inter-Institutional Information Transfer System - Attention to Authorities, of the National Banking and Securities Commission (SITI AA portal of the CNBV).
• Control and timely download of the digital requirements published for the financial institution, and be in charge of end-to-end flow, considering analysis of the requirements and the final response to the Regulator.
• Be part of the Judicial Orders team, focused on Mexico´s enquiries, reporting directly to our Regulatory Solutions Squad in Mexico;
• Support Judicial orders operational workflow;
• Follow the management queues and dashboards in order to ensure the enquiries have been duly promptly addressed and no regulatory gaps are found;
• Continuous supporting projects to comply with key policies related to Judicial orders scope and its operational routines (SITI AA)
• Support and comply with monitoring metrics and KPIs, facilitating communication within Nubank teams.
• Support and execute the operational routines related to Blocked Person List (Lista de Personas Bloqueadas) in Mexico.

Qualifications

You will succeed if…

You have a Bachelor's Degree, preferable in Law, or related.

Have previous experience in management of SITI AA

You are detail-oriented, diligent, organized and enjoy operational activities

You are a proactive, autonomous person and have an interest in creating processes and improving them, but at the same time, understand that there are bureaucracies in the regulatory activities that need to be followed

You are able to meet deadlines and to be flexible to adapt to changing conditions

You can communicate clearly, succinctly and effectively

You feel good to be constantly challenged to learn and do more

You are good with oral and written communication in Spanish and/or English

You believe in a more just and ethical society and Nubank's values and culture.

You understand that we can contribute within Nubank to the construction of this society, guaranteeing the application of all the rules and regulatory aspects inherent to the Client's Registration.

It will be a differential if you..

Have previous experience Compliance & AML or Legal

Have knowledge in Excel, Sheets, Looker, SQL and Python

Have Banking & SOFIPO regulation knowledge;

Have knowledge in CNBV regulation, freezing, unfreezing and transfer money;

Have previous experience in conducting Judicial orders operational routines, e.g. subpoenas (Oficios Judiciales);

Can easily turn numbers into complex strategies and effective actions

Benefits

• Health and life insurance
• Food card
• 17 days of paid vacation with 25% vacation bonus
• Holiday Bonus ("Aguinaldo") of 30 days of pay per year
• NuCare - Our mental health and wellness assistance program
• NuLanguage - Our language learning program
• Extended maternity and paternity leaves
• Equity at Nubank

*Interviewing and onboarding are currently done virtually due to COVID-19. Everyone new to the team and our current staff will remain working from home until it is safe to return to our offices. When it’s time, we will require a fixed cadence of visiting the office in which employees go to their Business Unit's (BU) base location. Employees will have an employment contract based on the cities that Nu’s offices are located, considering their country of hire. More details can be shared during your hiring process.