VIE Compliance specialist M/F

Crédit Agricole Group; Milano; In loco; EUR 50.000 - 70.000; Tempo pieno

Descrizione del lavoro

A leading financial institution in Milan is seeking a VIE to join their compliance team. The successful candidate will oversee investment processes, perform key second-level controls, and ensure adherence to regulatory standards. Responsibilities include analyzing distributor activity and supervising MiFID-related controls. This position offers an opportunity to develop internal frameworks and provide training to investment staff, ensuring compliance with gifts and benefits policies.

Mansioni

• Oversee the investment process and provide investment advice per compliance policies.
• Perform second-level controls focusing on execution and order handling.
• Review personal transactions and monitor compliance with policies.
• Analyse distributor activity and monitor related conflicts of interest.
• Supervise MiFID-related controls regarding suitability and ESG preferences.
• Develop internal controls and design new frameworks.
• Provide compliance advisory and training to investment staff.
• Prepare periodic reports for internal bodies and committees.

Descrizione del lavoro

Compliance department ensures adherence to regulatory standards and internal policies.

We are looking for a VIE to join our team.

Main tasks

• Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).
• Perform second‑level controls focusing on best execution, proper order handling, trade allocation, cross‑trades, prevention of market manipulation/insider dealing, and conflicts of interest in fund selection and due diligence (including scope of Law no. 220/2021).
• Review personal transactions and monitor compliance with gifts & benefits policies.
• Analyse distributor activity (flow analysis, target market feedback and distribution policies) and monitor securities‑related conflicts of interest.
• Supervise MiFID‑related controls, including suitability/appropriateness and ESG preferences.
• Develop and automate internal controls and design new control frameworks.
• Provide compliance advisory, training to investment staff and liaise with Group Compliance Policies.
• Prepare periodic reports for internal corporate bodies and committees