Hse Officer jobs in United States

Review and ensure that anti-money laundering (AML) Policies, Procedures, and controls cover all applicable laws and regulations with a particular focus on SCA regulatory scope. Review the account opening documentation and client onboarding due diligence checks in accordance with KYC procedures and requirements.

Update the AML manual according to the AML Module and Internal Rules. Design and deliver training for business and functional teams. Ensure sufficient review of applicable audit findings and the evaluation of the business's corrective action plans.

KEY ACCOUNTABILITIES:

1. Oversee AML and counter-terrorist financing (CTF) frameworks to protect FAB Asset Management's reputation and integrity.
2. Ensure fulfillment of the regulatory compliance requirements.
3. Conduct quality testing, identify process deficiencies, enhance reporting, and recommend corrective actions to meet regulatory and audit requirements.
4. Review and collaborate with internal partners to respond appropriately to escalated matters.
5. Monitor & disseminate AML/compliance regulations and policy changes.
6. Fulfill regulatory reporting requirements.
7. Manage compliance systems (e.g., customer screening, transaction screening, AML monitoring).
8. Maintain and update AML Policies, Procedures, and Controls.

#LI-SD1

Desired Candidate Profile:

Qualifications:

• Strong knowledge of AML/counter-terrorist financing (CFT) laws and regulations, compliance frameworks, and risk management practices, with a certification from a recognized regulatory body.
• Robust understanding of legal and regulatory compliance.
• Excellent written and verbal communication skills.
• Good understanding of AML risk, including higher risk geographies, industries, and products.
• Proven ability to develop and implement AML and Compliance Policies, Procedures, and internal controls.
• Minimum 8 years of experience in Compliance - AML unit.

Company Industry:

• Banking
• Broking

Department / Functional Area:

• Finance
• Treasury

Keywords:

• Head Of Compliance & MLRO - SCA (Asset Management)

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